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Adaptive Alpha Opportunities ETF

33 hedge funds and large institutions have $130M invested in Adaptive Alpha Opportunities ETF in 2023 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

6% less funds holding

Funds holding: 3533 (-2)

7% less capital invested

Capital invested by funds: $140M → $130M (-$9.72M)

15.1% less ownership

Funds ownership: 76%60.9% (-15%)

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

Holders
33
Holders Change
-2
Holders Change %
-5.71%
% of All Funds
0.52%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
8
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
1
Kestra Advisory Services
Texas
$32.2M +$1.02M +46,195 +3%
OWA
2
Octavia Wealth Advisors
Ohio
$17.2M +$416K +18,806 +3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$10.7M -$882K -39,819 -8%
LPL Financial
4
LPL Financial
California
$9.4M -$359K -16,212 -4%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$8.41M -$184K -8,304 -2%
Osaic Holdings
6
Osaic Holdings
Arizona
$7.8M +$2.12M +95,807 +40%
WP
7
WealthPLAN Partners
Nebraska
$6.72M -$2.94M -132,552 -32%
SWP
8
Stratos Wealth Partners
Ohio
$5.87M +$94.3K +4,257 +2%
CAN
9
Cetera Advisor Networks
California
$3.89M -$838K -37,839 -19%
KPWS
10
Kestra Private Wealth Services
Texas
$3.4M +$2.89M +130,511 +903%
MML Investors Services
11
MML Investors Services
Massachusetts
$3.33M +$261K +11,770 +9%
UBS Group
12
UBS Group
Switzerland
$3.31M +$2.79M +125,978 +815%
CA
13
Cetera Advisors
Colorado
$3.26M +$157K +7,092 +5%
WIM
14
WealthPlan Investment Management
Nebraska
$2.95M -$1.74M -78,656 -38%
GFG
15
Goldstone Financial Group
Illinois
$1.48M +$1.4M +63,102 New
NFSG
16
Newbridge Financial Services Group
Florida
$1.41M -$57.4K -2,594 -4%
LNC
17
Lincoln National Corp
Pennsylvania
$1.3M -$52.5K -2,369 -4%
EAM
18
Empirical Asset Management
Massachusetts
$920K -$28.1K -1,267 -3%
GFA
19
Gallagher Fiduciary Advisors
Illinois
$778K -$114K -5,126 -13%
EH
20
Equitable Holdings
New York
$731K -$33.9K -1,532 -5%
NA
21
NewEdge Advisors
Louisiana
$655K -$95.2K -4,300 -13%
PCIA
22
Prime Capital Investment Advisors
Kansas
$623K +$589K +26,576 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$598K -$88.2K -3,981 -13%
FWP
24
Firethorn Wealth Partners
Georgia
$597K -$66.4K -3,000 -11%
AAS
25
Ameritas Advisory Services
Nebraska
$584K -$24.2M -1,091,048 -98%