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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOG icon
1376
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
$207K ﹤0.01%
+1,659
New +$212K
TFX icon
1377
Teleflex
TFX
$5.85B
$205K ﹤0.01%
1,717
-107
-6% -$11.8K
BMI icon
1378
Badger Meter
BMI
$3.66B
$205K ﹤0.01%
1,345
-55
-4% -$8.63K
WLDN icon
1379
Willdan Group
WLDN
$1.1B
$204K ﹤0.01%
2,667
+652
+32% +$69K
XAGG
1380
Eaton Vance Income Opportunities ETF
XAGG
$1.26B
$202K ﹤0.01%
+4,070
New +$206K
NBIX icon
1381
Neurocrine Biosciences
NBIX
$17.7B
$202K ﹤0.01%
1,534
+6
+0.4% +$796
TILE icon
1382
Interface
TILE
$1.91B
$202K ﹤0.01%
8,096
+217
+3% +$6.5K
LGND icon
1383
Ligand Pharmaceuticals
LGND
$6.02B
$202K ﹤0.01%
1,010
-117
-10% -$23.1K
FR icon
1384
First Industrial Realty Trust
FR
$8.88B
$201K ﹤0.01%
+3,473
New +$207K
TSME icon
1385
Thrivent Small-Mid Cap ESG ETF
TSME
$964M
$200K ﹤0.01%
+4,819
New +$212K
FBT icon
1386
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$200K ﹤0.01%
+997
New +$206K
PATH icon
1387
UiPath
PATH
$5.62B
$194K ﹤0.01%
+17,520
New +$223K
OWL icon
1388
Blue Owl Capital
OWL
$6.39B
$193K ﹤0.01%
+21,127
New +$255K
DDTJ
1389
Innovator Equity Dual Directional 10 Buffer ETF - January
DDTJ
$17.1M
$191K ﹤0.01%
+10,277
New +$195K
FOF icon
1390
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$174K ﹤0.01%
13,550
+2,470
+22% +$34.2K
CWK icon
1391
Cushman & Wakefield Ltd
CWK
$2.98B
$174K ﹤0.01%
14,156
+126
+0.9% +$1.81K
FIVN icon
1392
FIVE9
FIVN
$1.77B
$172K ﹤0.01%
+11,341
New +$197K
BDJ icon
1393
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$164K ﹤0.01%
19,077
-2,926
-13% -$27.3K
HYT icon
1394
BlackRock Corporate High Yield Fund
HYT
$1.36B
$164K ﹤0.01%
19,245
-710
-4% -$6.22K
TK icon
1395
Teekay
TK
$975M
$164K ﹤0.01%
+13,418
New +$148K
SMR icon
1396
NuScale Power
SMR
$2.8B
$157K ﹤0.01%
14,438
-8,096
-36% -$123K
HTGC icon
1397
Hercules Capital
HTGC
$2.94B
$156K ﹤0.01%
10,547
-175
-2% -$2.86K
MFG icon
1398
Mizuho Financial
MFG
$129B
$143K ﹤0.01%
17,986
-8,020
-31% -$67.9K
GNL icon
1399
Global Net Lease
GNL
$1.87B
$142K ﹤0.01%
15,207
+76
+0.5% +$715
DJT icon
1400
Trump Media & Technology Group
DJT
$2.37B
$137K ﹤0.01%
14,809
-2,814
-16% -$32.3K
54 55
56
57 58

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
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AG
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CIMLRA
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TAM
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AMH
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Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.