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Principal Securities’s Hercules Capital HTGC Stock Holding History

Principal Securities’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-10,547
Closed -$156K – 1559
2026
Q1 		$156K Sell
10,547
-175
-2% -$2.86K ﹤0.01% 1397
2025
Q4 		$202K Buy
10,722
+2,080
+24% +$37.5K ﹤0.01% 1321
2025
Q3 		$163K Sell
8,642
-2,309
-21% -$44.3K ﹤0.01% 1378
2025
Q2 		$200K Buy
10,951
+177
+2% +$3.13K ﹤0.01% 1236
2025
Q1 		$216K Hold
10,774
– – ﹤0.01% 1093
2024
Q4 		$216K Hold
10,774
– – ﹤0.01% 1093
2024
Q3 		$212K Hold
10,774
– – 0.01% 1083
2024
Q2 		$220K Buy
10,774
+1,997
+23% +$38.4K 0.01% 1004
2024
Q1 		$162K Buy
8,777
+5,583
+175% +$99.1K 0.01% 1104
2023
Q4 		$53.2K Buy
+3,194
New +$50.5K ﹤0.01% 1456

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Principal Securities's HTGC Position: Q2 2026 in Review

Principal Securities sold out of Hercules Capital (HTGC) in Q2 2026, closing a stake of 10,547 shares — an estimated $156K sold.

Principal Securities first reported a position in HTGC in Q4 2023 and held it in 10 quarters. The position peaked at $220K in Q2 2024. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

  • Principal Securities reported no remaining Hercules Capital position as of Q2 2026 after selling out during the quarter.
  • Principal Securities sold 10,547 Hercules Capital shares in Q2 2026, an estimated $156K.
  • Principal Securities first reported a position in Hercules Capital in Q4 2023 and held it in 10 quarters.
  • Principal Securities's Hercules Capital position peaked at $220K in Q2 2024.
  • 331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.