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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
MW
2
Melia Wealth
Oklahoma
$10.9M
3
Marshall Wace
3
Marshall Wace
United Kingdom
$30.2M
4
VanEck Associates
4
VanEck Associates
New York
$40.3M
5
Goldman Sachs
5
Goldman Sachs
New York
$4.09M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Market Value Shares Shares
Change 		Shares
Change %
SIS
1
Sound Income Strategies
Florida
$43M 2,580,372 +59,263 +2%
VanEck Associates
2
VanEck Associates
New York
$40.3M 2,414,747 +381,318 +19%
Morgan Stanley
3
Morgan Stanley
New York
$34.1M 2,047,756 +962,058 +89%
Marshall Wace
4
Marshall Wace
United Kingdom
$30.2M 1,813,922 +598,102 +49%
Legal & General Group
5
Legal & General Group
United Kingdom
$19.5M 1,170,501 +138,160 +13%
ACM
6
Advisors Capital Management
New Jersey
$15.5M 929,499 -76,810 -8%
RJA
7
Raymond James & Associates
Florida
$14.3M 857,677 -32,488 -4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.1M 728,710 +197,611 +37%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$12M 718,600 -32,900 -4%
MW
10
Melia Wealth
Oklahoma
$10.9M 655,215 +655,215 New
BlackRock
11
BlackRock
New York
$10.7M 642,008 +3,504 +0.5%
GHAM
12
Gilman Hill Asset Management
Connecticut
$10.2M 609,323 -17,055 -3%
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$10M 601,035 +11,008 +2%
LPL Financial
14
LPL Financial
California
$9.69M 581,387 +54,297 +10%
STB
15
S&T Bank
Pennsylvania
$9.59M 575,396 -28,796 -5%
Wells Fargo
16
Wells Fargo
California
$8.56M 513,338 -23,288 -4%
Two Sigma Investments
17
Two Sigma Investments
New York
$6.59M 395,353 -98,838 -20%
CIM
18
Confluence Investment Management
Missouri
$6.46M 387,424 +234 +0.1%
MC
19
Muzinich & Co
New York
$6.31M 378,292 +6,914 +2%
BTCPP
20
Border to Coast Pensions Partnership
United Kingdom
$6.25M 374,837 – –
Stifel Financial
21
Stifel Financial
Missouri
$6.23M 373,641 -9,087 -2%
Sumitomo Mitsui Trust Group
22
Sumitomo Mitsui Trust Group
Japan
$6.19M 371,063 +12,222 +3%
AAM
23
Advisors Asset Management
Colorado
$6.12M 367,364 -53,607 -13%
MCM
24
McKinley Capital Management
Alaska
$5.88M 352,453 +3,461 +1%
TA
25
Tectonic Advisors
Texas
$5.41M 324,792 +26,808 +9%
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