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Hercules Capital
HTGC

Overview Fund Activity

152 hedge funds and large institutions have $477M invested in Hercules Capital in 2014 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 70 increasing their positions, 35 reducing their positions, and 33 closing their positions.

Holders
152
Holders Change
-5
Holders Change %
-3.18%
% of All Funds
4.37%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.12%
New
28
Increased
70
Reduced
35
Closed
33
Calls
$281K
Puts
$1.82M
Net Calls
-$1.54M
Net Calls Change
-$1.01M

Top Buyers

1
AllianceBernstein
1
AllianceBernstein
Tennessee
$9.9M
2
DCM
2
Driehaus Capital Management
Illinois
$8.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$14.7M
4
GC
4
Guggenheim Capital
Illinois
$7.25M
5
U
5
UBS
Switzerland
$23.6M

Top Sellers

1
Comerica Bank
1
Comerica Bank
Texas
$3.03M
2
BFA
2
BlackRock Fund Advisors
California
$0
3
State Street
3
State Street
Massachusetts
$576K
4
Northern Trust
4
Northern Trust
Illinois
$11.4M
5
BIT
5
BlackRock Institutional Trust
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$47.1M 2,916,500 +62,740 +2%
U
2
UBS
Switzerland
$23.6M 1,460,314 +274,790 +23%
EAM
3
Edge Asset Management
Washington
$20.7M 1,281,920 +174,945 +16%
Morgan Stanley
4
Morgan Stanley
New York
$16.2M 1,002,613 -45,941 -4%
CCMLC
5
Cardinal Capital Management LLC (Connecticut)
Connecticut
$16M 990,885 -18,210 -2%
Robeco Institutional Asset Management
6
Robeco Institutional Asset Management
Netherlands
$15.9M 984,392 -30,791 -3%
Invesco
7
Invesco
Georgia
$15.5M 959,652 +86,386 +10%
ACM
8
Advisors Capital Management
New Jersey
$15.1M 935,816 +136,735 +17%
LSV Asset Management
9
LSV Asset Management
Illinois
$14.7M 907,844 +473,300 +109%
Wells Fargo
10
Wells Fargo
California
$11.5M 713,419 +64,676 +10%
Northern Trust
11
Northern Trust
Illinois
$11.4M 706,084 -987,995 -58%
LTI
12
Laffer Tengler Investments
Tennessee
$10.8M 669,846 +88,335 +15%
AAM
13
Advisors Asset Management
Colorado
$10.8M 669,334 -360,068 -35%
Loomis, Sayles & Company
14
Loomis, Sayles & Company
Massachusetts
$10.3M 640,062 -13,195 -2%
AllianceBernstein
15
AllianceBernstein
Tennessee
$9.9M 612,617 +518,716 +552%
Principal Financial Group
16
Principal Financial Group
Iowa
$9.22M 570,431 +123,891 +28%
CPIM
17
Columbia Partners Investment Management
Virginia
$9.03M 558,625 -60,120 -10%
PI
18
Putnam Investments
Massachusetts
$8.98M 555,593 +271,143 +95%
CIM
19
Confluence Investment Management
Missouri
$8.96M 554,460 +15,528 +3%
Deutsche Bank
20
Deutsche Bank
Germany
$8.27M 511,548 +253,323 +98%
DCM
21
Driehaus Capital Management
Illinois
$8.03M 497,016 +497,016 New
GC
22
Guggenheim Capital
Illinois
$7.25M 448,359 +358,135 +397%
ACM
23
Ashford Capital Management
Delaware
$6.54M 404,392 -61,530 -13%
CS
24
Credit Suisse
Switzerland
$5.98M 369,836 +239,130 +183%
BG
25
BlackRock Group
United Kingdom
$5.76M 356,258 -90,366 -20%
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