HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

165 hedge funds and large institutions have $469M invested in Hercules Capital in 2017 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 48 reducing their positions, and 20 closing their positions.

Holders
165
Holders Change
+7
Holders Change %
+4.43%
% of All Funds
4.12%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
28
Increased
63
Reduced
48
Closed
20
Calls
$1.14M
Puts
$1.35M
Net Calls
-$217K
Net Calls Change
-$1.73M

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$39.2M
2
AM
2
Ares Management
California
$10.1M
3
MC
3
Muzinich & Co
New York
$52.4M
4
AAM
4
Advisors Asset Management
Colorado
$3.83M
5
BI
5
Bramshill Investments
Florida
$2.7M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$804K
2
NC
2
Northpointe Capital
Michigan
$8.83M
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$6.22M
5
PI
5
Putnam Investments
Massachusetts
$1.99M
Name Market Value Shares Shares
Change 		Shares
Change %
MC
1
Muzinich & Co
New York
$52.4M 3,957,236 +330,564 +9%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$40.5M 3,057,200 -10,200 -0.3%
Principal Financial Group
3
Principal Financial Group
Iowa
$39.2M 2,957,591 +1,535,592 +108%
UBS Group
4
UBS Group
Switzerland
$30.5M 2,307,234 +4,208 +0.2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$23M 1,734,686 -21,440 -1%
Wells Fargo
6
Wells Fargo
California
$17.2M 1,295,322 -5,831 -0.4%
LSV Asset Management
7
LSV Asset Management
Illinois
$13.8M 1,045,191 -84,374 -7%
AllianceBernstein
8
AllianceBernstein
Tennessee
$12.9M 976,227 -45,594 -4%
ACM
9
Advisors Capital Management
New Jersey
$12.4M 934,858 +114,808 +14%
GC
10
Guggenheim Capital
Illinois
$12.3M 926,460 +61,515 +7%
AM
11
Ares Management
California
$10.1M 764,189 +662,950 +655%
AR
12
Advisory Research
Illinois
$9.14M 690,104 +120,480 +21%
VanEck Associates
13
VanEck Associates
New York
$8.89M 671,173 +87,399 +15%
NC
14
Northpointe Capital
Michigan
$8.83M 666,642 -461,718 -41%
SMDAM
15
Sumitomo Mitsui DS Asset Management
Japan
$8.74M 660,459 +118,208 +22%
CCMLC
16
Cardinal Capital Management LLC (Connecticut)
Connecticut
$8.56M 646,623 +8,714 +1%
GIP
17
Granite Investment Partners
California
$8.49M 641,061 +17,942 +3%
CIM
18
Confluence Investment Management
Missouri
$8.15M 615,874 -107,053 -15%
BlackRock
19
BlackRock
New York
$7.47M 564,316 -115,191 -17%
Morgan Stanley
20
Morgan Stanley
New York
$7.25M 547,396 -14,451 -3%
Stifel Financial
21
Stifel Financial
Missouri
$6.5M 489,896 +168,900 +53%
Loomis, Sayles & Company
22
Loomis, Sayles & Company
Massachusetts
$6.22M 469,465 -334,615 -42%
RJA
23
Raymond James & Associates
Florida
$5.68M 428,720 +33,898 +9%
Nomura Holdings
24
Nomura Holdings
Japan
$4.78M 360,947 +23,271 +7%
GHAM
25
Gilman Hill Asset Management
Connecticut
$4.32M 326,129 +20,234 +7%
1
2 3 4 5