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Hercules Capital
HTGC

Overview Fund Activity

171 hedge funds and large institutions have $391M invested in Hercules Capital in 2018 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 69 increasing their positions, 48 reducing their positions, and 37 closing their positions.

Holders
171
Holders Change
-10
Holders Change %
-5.52%
% of All Funds
3.82%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
28
Increased
69
Reduced
48
Closed
37
Calls
$122K
Puts
$705K
Net Calls
-$583K
Net Calls Change
+$51K

Top Buyers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$17.7M
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$23.2M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$8.1M
4
AM
4
Ares Management
California
$19.1M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.63M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
UBS Group
2
UBS Group
Switzerland
$21.2M
3
NC
3
Northpointe Capital
Michigan
$5.33M
4
RJA
4
Raymond James & Associates
Florida
$1.04M
5
AllianceBernstein
5
AllianceBernstein
Tennessee
$4.16M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$30.6M 2,771,861 -81,912 -3%
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$23.2M 2,102,327 +471,571 +29%
UBS Group
3
UBS Group
Switzerland
$21.2M 1,920,172 -364,370 -16%
AM
4
Ares Management
California
$19.1M 1,728,837 +193,150 +13%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$19.1M 1,727,146 -91,624 -5%
JPMorgan Chase & Co
6
JPMorgan Chase & Co
New York
$17.7M 1,605,493 +714,601 +80%
MC
7
Muzinich & Co
New York
$15M 1,360,424 +20,764 +2%
SIS
8
Sound Income Strategies
Florida
$12.9M 1,169,385 +52,021 +5%
GIP
9
Granite Investment Partners
California
$12.5M 1,129,686 -100,276 -8%
Wells Fargo
10
Wells Fargo
California
$11.5M 1,045,138 -64,789 -6%
ACM
11
Advisors Capital Management
New Jersey
$9.68M 875,560 +693 +0.1%
CIM
12
Confluence Investment Management
Missouri
$9.14M 826,780 +747 +0.1%
Morgan Stanley
13
Morgan Stanley
New York
$9.12M 824,815 +42,055 +5%
Stifel Financial
14
Stifel Financial
Missouri
$8.27M 746,809 +32,741 +5%
VanEck Associates
15
VanEck Associates
New York
$8.15M 737,954 +12,368 +2%
MPAM
16
Monarch Partners Asset Management
Massachusetts
$8.1M 733,428 +434,050 +145%
STB
17
S&T Bank
Pennsylvania
$6.89M 623,780 -59,801 -9%
GC
18
Guggenheim Capital
Illinois
$5.94M 537,543 -104,392 -16%
NC
19
Northpointe Capital
Michigan
$5.33M 482,378 -324,545 -40%
BlackRock
20
BlackRock
New York
$4.83M 436,700 -23,000 -5%
LSV Asset Management
21
LSV Asset Management
Illinois
$4.82M 436,285 -5,600 -1%
Legal & General Group
22
Legal & General Group
United Kingdom
$4.81M 434,699 +92,461 +27%
Loomis, Sayles & Company
23
Loomis, Sayles & Company
Massachusetts
$4.69M 424,822 -1,405 -0.3%
Nomura Holdings
24
Nomura Holdings
Japan
$4.61M 415,617 +32,032 +8%
MCM
25
McKinley Capital Management
Alaska
$4.5M 407,074 +94,889 +30%
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