Hercules Capital
HTGC
262 hedge funds and large institutions have $431M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 98 increasing their positions, 64 reducing their positions, and 19 closing their positions.
153% more first-time investments, than exits
New positions opened: 48 | Existing positions closed: 19
53% more repeat investments, than reductions
Existing positions increased: 98 | Existing positions reduced: 64
19% more capital invested
Capital invested by funds: $364M → $431M (+$67.4M)
11% more funds holding
Funds holding: 237 → 262 (+25)
0.58% more ownership
Funds ownership: 24.54% → 25.12% (+0.58%)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
67% less call options, than puts
Call options by funds: $9.31M | Put options by funds: $27.9M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$6.11M |
| 2 |
SIS
Sound Income Strategies
Ft Lauderdale,
Florida
|
+$3.2M |
| 3 |
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
+$2.83M |
| 4 |
D.E. Shaw & Co
New York
|
+$2.12M |
| 5 |
SNB
Security National Bank
Omaha,
Nebraska
|
+$2.11M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Millennium Management
New York
|
-$4.98M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$3.28M |
| 3 |
T. Rowe Price Investment Management
Baltimore,
Maryland
|
-$2.86M |
| 4 |
Two Sigma Advisers
New York
|
-$2.09M |
| 5 |
Wells Fargo
San Francisco,
California
|
-$1.24M |
HTGC Hedge Fund Activity: Q4 2022 in Review
262 of the 6,237 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q4 2022, worth a combined $431M — up 19% from $364M a quarter earlier.
Buyers outnumbered sellers: 48 funds opened new HTGC positions and 19 closed out — a net gain of 29 holders — while 98 added to existing stakes and 64 trimmed.
The largest buyer was Citadel Advisors, adding an estimated $6.11M. The largest seller was Millennium Management, cutting an estimated $4.98M.
- 262 institutional investors held Hercules Capital (HTGC) as of Q4 2022, up from 237 in Q3 2022.
- Funds reported $431M of Hercules Capital stock for Q4 2022, up 19% quarter-over-quarter.
- 48 funds opened new Hercules Capital positions in Q4 2022 and 19 closed out, a net change of +29 holders.
- The largest Hercules Capital buyer in Q4 2022 was Citadel Advisors, an estimated $6.11M added.
- The largest Hercules Capital seller in Q4 2022 was Millennium Management, an estimated $4.98M sold.
Based on aggregated 13F filings for Q4 2022.