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Hercules Capital
HTGC

Overview Fund Activity

158 hedge funds and large institutions have $545M invested in Hercules Capital in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 22 closing their positions.

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
3.94%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
26
Increased
56
Reduced
49
Closed
22
Calls
$2.73M
Puts
$1.22M
Net Calls
+$1.51M
Net Calls Change
+$1.03M

Top Buyers

1
MC
1
Muzinich & Co
New York
$54.9M
2
BlackRock
2
BlackRock
New York
$10.3M
3
GIP
3
Granite Investment Partners
California
$9.43M
4
UBS Group
4
UBS Group
Switzerland
$34.8M
5
AR
5
Advisory Research
Illinois
$8.62M

Top Sellers

1
State of New Jersey Common Pension Fund D
1
State of New Jersey Common Pension Fund D
New Jersey
$0
2
NC
2
Northpointe Capital
Michigan
$17.1M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.15M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$2.88M
5
AAM
5
Advisors Asset Management
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
MC
1
Muzinich & Co
New York
$54.9M 3,626,672 +1,669,396 +85%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$46.4M 3,067,400 +127,230 +4%
UBS Group
3
UBS Group
Switzerland
$34.8M 2,303,026 +485,745 +27%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$26.6M 1,756,126 -42,458 -2%
EAM
5
Edge Asset Management
Washington
$25.7M 1,698,771 +28,401 +2%
Principal Financial Group
6
Principal Financial Group
Iowa
$21.5M 1,421,999 +163,780 +13%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$21.4M 1,413,399 -160,083 -10%
Wells Fargo
8
Wells Fargo
California
$19.7M 1,301,153 -168,766 -11%
LSV Asset Management
9
LSV Asset Management
Illinois
$17.1M 1,129,565 +145,289 +15%
NC
10
Northpointe Capital
Michigan
$17.1M 1,128,360 -311,530 -22%
AllianceBernstein
11
AllianceBernstein
Tennessee
$15.5M 1,021,821 -141,300 -12%
GC
12
Guggenheim Capital
Illinois
$13.1M 864,945 +120,264 +16%
ACM
13
Advisors Capital Management
New Jersey
$12.4M 820,050 -30,514 -4%
Loomis, Sayles & Company
14
Loomis, Sayles & Company
Massachusetts
$12.2M 804,080 -12,560 -2%
CIM
15
Confluence Investment Management
Missouri
$10.9M 722,927 -4,850 -0.7%
BlackRock
16
BlackRock
New York
$10.3M 679,507 +679,507 New
CCMLC
17
Cardinal Capital Management LLC (Connecticut)
Connecticut
$9.65M 637,909 +26,156 +4%
GIP
18
Granite Investment Partners
California
$9.43M 623,119 +623,119 New
VanEck Associates
19
VanEck Associates
New York
$8.83M 583,774 +137,902 +31%
AR
20
Advisory Research
Illinois
$8.62M 569,624 +242,457 +74%
Morgan Stanley
21
Morgan Stanley
New York
$8.5M 561,847 -83,114 -13%
SMDAM
22
Sumitomo Mitsui DS Asset Management
Japan
$8.2M 542,251 +237,203 +78%
RJA
23
Raymond James & Associates
Florida
$5.97M 394,822 -50,664 -11%
CCP
24
Clough Capital Partners
Massachusetts
$5.85M 386,700 +43,500 +13%
Nomura Holdings
25
Nomura Holdings
Japan
$5.12M 337,676 -22,504 -6%
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