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Hercules Capital

158 hedge funds and large institutions have $545M invested in Hercules Capital in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $2.73M | Put options by funds: $1.22M

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

14% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 49

12% more capital invested

Capital invested by funds: $486M → $545M (+$58.6M)

1% more funds holding

Funds holding: 156158 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.15% less ownership

Funds ownership: 44.67%43.52% (-1.1%)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
3.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
26
Increased
56
Reduced
49
Closed
22
Calls
$2.73M
Puts
$1.22M
Net Calls
+$1.51M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$54.9M +$24.5M +1,669,396 +85%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$46.4M +$1.87M +127,230 +4%
UBS Group
3
UBS Group
Switzerland
$34.8M +$7.12M +485,745 +27%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$26.6M -$623K -42,458 -2%
EAM
5
Edge Asset Management
Washington
$25.7M +$416K +28,401 +2%
Principal Financial Group
6
Principal Financial Group
Iowa
$21.5M +$2.4M +163,780 +13%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$21.4M -$2.35M -160,083 -10%
Wells Fargo
8
Wells Fargo
California
$19.7M -$2.47M -168,766 -11%
LSV Asset Management
9
LSV Asset Management
Illinois
$17.1M +$2.13M +145,289 +15%
NC
10
Northpointe Capital
Michigan
$17.1M -$4.57M -311,530 -22%
AllianceBernstein
11
AllianceBernstein
Tennessee
$15.5M -$2.07M -141,300 -12%
GC
12
Guggenheim Capital
Illinois
$13.1M +$1.76M +120,264 +16%
ACM
13
Advisors Capital Management
New Jersey
$12.4M -$447K -30,514 -4%
Loomis, Sayles & Company
14
Loomis, Sayles & Company
Massachusetts
$12.2M -$184K -12,560 -2%
CIM
15
Confluence Investment Management
Missouri
$10.9M -$71.1K -4,850 -0.7%
BlackRock
16
BlackRock
New York
$10.3M +$9.96M +679,507 New
CCMLC
17
Cardinal Capital Management LLC (Connecticut)
Connecticut
$9.65M +$384K +26,156 +4%
GIP
18
Granite Investment Partners
California
$9.43M +$9.14M +623,119 New
VanEck Associates
19
VanEck Associates
New York
$8.83M +$2.02M +137,902 +31%
AR
20
Advisory Research
Illinois
$8.62M +$3.56M +242,457 +74%
Morgan Stanley
21
Morgan Stanley
New York
$8.5M -$1.22M -83,114 -13%
SMDAM
22
Sumitomo Mitsui DS Asset Management
Japan
$8.2M +$3.48M +237,203 +78%
RJA
23
Raymond James & Associates
Florida
$5.97M -$743K -50,664 -11%
CCP
24
Clough Capital Partners
Massachusetts
$5.85M +$638K +43,500 +13%
Nomura Holdings
25
Nomura Holdings
Japan
$5.12M -$330K -22,504 -6%