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Sumitomo Mitsui DS Asset Management’s Hercules Capital HTGC Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q2 		– Sell
-198,490
Closed -$2.51M – 751
2019
Q1 		$2.51M Sell
198,490
-25,589
-11% -$326K 0.04% 310
2018
Q4 		$2.48M Sell
224,079
-32,434
-13% -$396K 0.04% 276
2018
Q3 		$3.38M Sell
256,513
-14,358
-5% -$192K 0.05% 262
2018
Q2 		$3.43M Sell
270,871
-138,221
-34% -$1.71M 0.05% 260
2018
Q1 		$4.95M Sell
409,092
-84,713
-17% -$1.06M 0.07% 207
2017
Q4 		$6.48M Sell
493,805
-227,071
-31% -$2.97M 0.1% 170
2017
Q3 		$9.3M Buy
720,876
+60,417
+9% +$775K 0.15% 138
2017
Q2 		$8.74M Buy
660,459
+118,208
+22% +$1.64M 0.14% 141
2017
Q1 		$8.2M Buy
542,251
+237,203
+78% +$3.48M 0.14% 153
2016
Q4 		$4.3M Buy
305,048
+170,715
+127% +$2.32M 0.08% 214
2016
Q3 		$1.82M Buy
134,333
+25,473
+23% +$340K 0.04% 327
2016
Q2 		$1.35M Hold
108,860
– – 0.04% 336
2016
Q1 		$1.31M Hold
108,860
– – 0.04% 335
2015
Q4 		$1.33M Sell
108,860
-29,960
-22% -$337K 0.04% 314
2015
Q3 		$1.4M Buy
138,820
+4,750
+4% +$53.8K 0.05% 315
2015
Q2 		$1.55M Buy
134,070
+62,230
+87% +$808K 0.05% 320
2015
Q1 		$968K Sell
71,840
-15,110
-17% -$221K 0.03% 469
2014
Q4 		$1.29M Sell
86,950
-36,190
-29% -$546K 0.04% 399
2014
Q3 		$1.78M Buy
123,140
+14,300
+13% +$226K 0.05% 320
2014
Q2 		$1.76M Buy
108,840
+44,160
+68% +$646K 0.05% 339
2014
Q1 		$910K Buy
64,680
+12,000
+23% +$188K 0.03% 529
2013
Q4 		$863K Buy
+52,680
New +$850K 0.02% 554

Other funds holding HTGC

SAMH
Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
GIP
Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's HTGC Position: Q2 2019 in Review

Sumitomo Mitsui DS Asset Management sold out of Hercules Capital (HTGC) in Q2 2019, closing a stake of 198,490 shares — an estimated $2.51M sold.

Sumitomo Mitsui DS Asset Management first reported a position in HTGC in Q4 2013 and held it in 22 quarters. The position peaked at $9.3M in Q3 2017. 186 funds tracked by Wall St. Rank hold HTGC as of Q2 2019.

  • Sumitomo Mitsui DS Asset Management reported no remaining Hercules Capital position as of Q2 2019 after selling out during the quarter.
  • Sumitomo Mitsui DS Asset Management sold 198,490 Hercules Capital shares in Q2 2019, an estimated $2.51M.
  • Sumitomo Mitsui DS Asset Management first reported a position in Hercules Capital in Q4 2013 and held it in 22 quarters.
  • Sumitomo Mitsui DS Asset Management's Hercules Capital position peaked at $9.3M in Q3 2017.
  • 186 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2019.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q2 2019, filed 13 Aug 2019.