Hercules Capital
HTGC
144 hedge funds and large institutions have $397M invested in Hercules Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 50 increasing their positions, 44 reducing their positions, and 19 closing their positions.
37% more first-time investments, than exits
New positions opened: 26 | Existing positions closed: 19
14% more repeat investments, than reductions
Existing positions increased: 50 | Existing positions reduced: 44
4% more funds holding
Funds holding: 138 → 144 (+6)
5% more capital invested
Capital invested by funds: $379M → $397M (+$18.2M)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
1.12% less ownership
Funds ownership: 41.44% → 40.32% (-1.1%)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $912K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Loomis, Sayles & Company
Boston,
Massachusetts
|
+$3.51M |
| 2 |
BF
BOK Financial
Tulsa,
Oklahoma
|
+$2.48M |
| 3 |
CIP
Chartwell Investment Partners
Berywn,
Pennsylvania
|
+$2.48M |
| 4 |
MHI
Miller Howard Investments
Kingston,
New York
|
+$2.28M |
| 5 |
Invesco
Atlanta,
Georgia
|
+$2.06M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTI
Laffer Tengler Investments
Nashville,
Tennessee
|
-$11.5M |
| 2 |
Robeco Institutional Asset Management
Rotterdam,
Netherlands
|
-$6.58M |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$4.55M |
| 4 |
Goldman Sachs
New York
|
-$1.69M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.53M |
HTGC Hedge Fund Activity: Q4 2014 in Review
144 of the 3,765 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q4 2014, worth a combined $397M — up 4.8% from $379M a quarter earlier.
Buyers outnumbered sellers: 26 funds opened new HTGC positions and 19 closed out — a net gain of 7 holders — while 50 added to existing stakes and 44 trimmed.
The largest buyer was Loomis, Sayles & Company, adding an estimated $3.51M. The largest seller was Laffer Tengler Investments, exiting entirely with an estimated $11.5M sold.
- 144 institutional investors held Hercules Capital (HTGC) as of Q4 2014, up from 138 in Q3 2014.
- Funds reported $397M of Hercules Capital stock for Q4 2014, up 4.8% quarter-over-quarter.
- 26 funds opened new Hercules Capital positions in Q4 2014 and 19 closed out, a net change of +7 holders.
- The largest Hercules Capital buyer in Q4 2014 was Loomis, Sayles & Company, an estimated $3.51M added.
- The largest Hercules Capital seller in Q4 2014 was Laffer Tengler Investments, an estimated $11.5M sold.
Based on aggregated 13F filings for Q4 2014.