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Hercules Capital
HTGC

Overview Fund Activity

246 hedge funds and large institutions have $515M invested in Hercules Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 90 increasing their positions, 59 reducing their positions, and 17 closing their positions.

Holders
246
Holders Change
+28
Holders Change %
+12.84%
% of All Funds
3.8%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
49
Increased
90
Reduced
59
Closed
17
Calls
$9.02M
Puts
$11.2M
Net Calls
-$2.16M
Net Calls Change
-$521K

Top Buyers

1
CSS
1
Cubist Systematic Strategies
Connecticut
$3.43M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.68M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$12M
4
VanEck Associates
4
VanEck Associates
New York
$24.5M
5
HF
5
HRT Financial
New York
$2.31M

Top Sellers

1
Invesco
1
Invesco
Georgia
$773K
2
N
2
Natixis
France
$476K
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$35.7M
4
ACM
4
Advisors Capital Management
New Jersey
$14.4M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$235K
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$35.7M 2,151,887 -177,088 -8%
SIS
2
Sound Income Strategies
Florida
$34.6M 2,084,141 +31,004 +2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$30M 1,806,430 -61,798 -3%
VanEck Associates
4
VanEck Associates
New York
$24.5M 1,475,431 +156,336 +12%
BlackRock
5
BlackRock
New York
$16.6M 1,000,152 +68,483 +7%
Morgan Stanley
6
Morgan Stanley
New York
$15.1M 912,688 +34,417 +4%
ACM
7
Advisors Capital Management
New Jersey
$14.4M 870,048 -129,336 -13%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$12.6M 759,700 -38,800 -5%
JPMorgan Chase & Co
9
JPMorgan Chase & Co
New York
$12M 722,070 +639 +0.1%
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$12M 715,457 +159,349 +29%
Wells Fargo
11
Wells Fargo
California
$11.3M 683,988 -25,395 -4%
Legal & General Group
12
Legal & General Group
United Kingdom
$11.1M 667,380 -22,620 -3%
CF
13
Centaurus Financial
California
$10.8M 653,730 -33,529 -5%
STB
14
S&T Bank
Pennsylvania
$10.8M 648,953 +9,158 +1%
Two Sigma Investments
15
Two Sigma Investments
New York
$9.54M 575,180 +65,559 +13%
GHAM
16
Gilman Hill Asset Management
Connecticut
$8.92M 537,372 +25,518 +5%
UBS Group
17
UBS Group
Switzerland
$8.75M 527,212 +7,109 +1%
MC
18
Muzinich & Co
New York
$8.5M 512,098 -1,682 -0.3%
Sumitomo Mitsui Trust Group
19
Sumitomo Mitsui Trust Group
Japan
$8.28M 498,859 – –
Stifel Financial
20
Stifel Financial
Missouri
$7.27M 438,394 -48,181 -10%
MCM
21
McKinley Capital Management
Alaska
$6.97M 420,103 -1,145 -0.3%
MGAM
22
McGowan Group Asset Management
Texas
$6.89M 415,079 +6,192 +2%
CIM
23
Confluence Investment Management
Missouri
$6.85M 412,970 +2,541 +0.6%
AAM
24
Advisors Asset Management
Colorado
$6.59M 397,306 +23,278 +6%
SAMH
25
Shanda Asset Management Holdings
British Virgin Islands
$5.53M 333,350 – –
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