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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$61.2M +$11.1M +713,653 +23%
SIS
2
Sound Income Strategies
Florida
$57.8M +$4.44M +285,460 +8%
Citadel Advisors
3
Citadel Advisors
Florida
$46.3M +$33M +2,121,737 +260%
UBS Group
4
UBS Group
Switzerland
$41.7M +$2.36M +151,752 +6%
Two Sigma Investments
5
Two Sigma Investments
New York
$35.7M -$918K -59,035 -3%
LPL Financial
6
LPL Financial
California
$29.3M +$958K +61,595 +3%
Morgan Stanley
7
Morgan Stanley
New York
$28.6M +$8.52M +547,868 +43%
Legal & General Group
8
Legal & General Group
United Kingdom
$26.5M +$2.84M +182,680 +12%
Franklin Resources
9
Franklin Resources
California
$21.8M +$3.86M +248,416 +22%
D.E. Shaw & Co
10
D.E. Shaw & Co
New York
$21.7M -$2.73M -175,500 -11%
MC
11
Muzinich & Co
New York
$21.4M +$107K +6,888 +0.5%
UBP
12
Union Bancaire Privee
Switzerland
$16.3M
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$16.2M +$32.6K +2,097 +0.2%
TA
14
Tectonic Advisors
Texas
$15.9M +$1.76M +113,306 +13%
BlackRock
15
BlackRock
New York
$14.6M +$1.07M +69,053 +8%
ACM
16
Advisors Capital Management
New Jersey
$14.5M +$985K +63,326 +7%
JP Morgan Chase
17
JP Morgan Chase
New York
$13.3M -$638K -41,039 -5%
AM
18
Ares Management
California
$12.2M
Wells Fargo
19
Wells Fargo
California
$11.6M -$215K -13,840 -2%
Qube Research & Technologies (QRT)
20
Qube Research & Technologies (QRT)
United Kingdom
$10.9M -$24M -1,541,409 -69%
GHAM
21
Gilman Hill Asset Management
Connecticut
$10.2M +$449K +28,849 +5%
HF
22
HRT Financial
New York
$9.67M +$1.83M +117,725 +24%
BTCPP
23
Border to Coast Pensions Partnership
United Kingdom
$9.45M +$1.94M +125,000 +26%
MW
24
Melia Wealth
Oklahoma
$8.73M -$3.82M -245,834 -31%
Raymond James Financial
25
Raymond James Financial
Florida
$8.39M +$864K +55,526 +12%