Ameriprise
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Ameriprise’s Hercules Capital HTGC Stock Holding History

Ameriprise’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$6.47M Buy
438,077
+52,081
+13% +$851K ﹤0.01% 2266
2025
Q4 		$7.26M Buy
385,996
+96,983
+34% +$1.75M ﹤0.01% 2167
2025
Q3 		$5.47M Sell
289,013
-38,010
-12% -$728K ﹤0.01% 2376
2025
Q2 		$5.98M Sell
327,023
-2,762
-0.8% -$48.9K ﹤0.01% 2228
2025
Q1 		$6.33M Buy
329,785
+3,873
+1% +$78.2K ﹤0.01% 2129
2024
Q4 		$6.55M Buy
325,912
+28,812
+10% +$562K ﹤0.01% 2155
2024
Q3 		$5.84M Sell
297,100
-89,822
-23% -$1.77M ﹤0.01% 2268
2024
Q2 		$7.91M Buy
386,922
+186,594
+93% +$3.59M ﹤0.01% 1956
2024
Q1 		$3.77M Buy
200,328
+2,996
+2% +$53.2K ﹤0.01% 2539
2023
Q4 		$3.29M Sell
197,332
-11,332
-5% -$179K ﹤0.01% 2609
2023
Q3 		$3.42M Buy
208,664
+9,657
+5% +$158K ﹤0.01% 2555
2023
Q2 		$2.95M Buy
199,007
+80,398
+68% +$1.1M ﹤0.01% 2678
2023
Q1 		$1.53M Buy
118,609
+23,378
+25% +$327K ﹤0.01% 2956
2022
Q4 		$1.26M Sell
95,231
-16,760
-15% -$228K ﹤0.01% 3025
2022
Q3 		$1.3M Sell
111,991
-9,955
-8% -$142K ﹤0.01% 2988
2022
Q2 		$1.65M Buy
121,946
+14,301
+13% +$223K ﹤0.01% 2888
2022
Q1 		$1.95M Buy
107,645
+17,507
+19% +$307K ﹤0.01% 2923
2021
Q4 		$1.5M Buy
90,138
+22,181
+33% +$376K ﹤0.01% 3073
2021
Q3 		$1.13M Buy
67,957
+16,560
+32% +$282K ﹤0.01% 3111
2021
Q2 		$877K Buy
51,397
+746
+1% +$12.8K ﹤0.01% 3272
2021
Q1 		$812K Buy
50,651
+4,723
+10% +$73.2K ﹤0.01% 3222
2020
Q4 		$662K Buy
45,928
+4,414
+11% +$56.2K ﹤0.01% 3244
2020
Q3 		$480K Buy
41,514
+23,499
+130% +$261K ﹤0.01% 3254
2020
Q2 		$188K Buy
18,015
+421
+2% +$4.27K ﹤0.01% 3504
2020
Q1 		$135K Buy
17,594
+967
+6% +$12.6K ﹤0.01% 3496
2019
Q4 		$233K Buy
16,627
+1,996
+14% +$27.8K ﹤0.01% 3544
2019
Q3 		$195K Buy
+14,631
New +$191K ﹤0.01% 3559
2018
Q4 		– Sell
-1,660
Closed -$22K – 3702
2018
Q3 		$22K Buy
+1,660
New +$22.1K ﹤0.01% 3681
2017
Q3 		– Sell
-13,033
Closed -$173K – 3706
2017
Q2 		$173K Sell
13,033
-2,258
-15% -$31.4K ﹤0.01% 3590
2017
Q1 		$231K Buy
15,291
+331
+2% +$4.85K ﹤0.01% 3436
2016
Q4 		$211K Buy
+14,960
New +$204K ﹤0.01% 3653
2015
Q1 		– Sell
-14,118
Closed -$210K – 3916
2014
Q4 		$210K Buy
14,118
+6
+0% +$91 ﹤0.01% 3484
2014
Q3 		$204K Sell
14,112
-1,066
-7% -$16.9K ﹤0.01% 3391
2014
Q2 		$245K Buy
15,178
+1
+0% +$15 ﹤0.01% 3232
2014
Q1 		$214K Sell
15,177
-867
-5% -$13.6K ﹤0.01% 3224
2013
Q4 		$263K Buy
16,044
+166
+1% +$2.68K ﹤0.01% 3047
2013
Q3 		$242K Buy
15,878
+11,951
+304% +$173K ﹤0.01% 3104
2013
Q2 		$54K Buy
+3,927
New +$51.1K ﹤0.01% 3677

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise's HTGC Position: Q1 2026 in Review

Ameriprise increased its Hercules Capital (HTGC) stake by 13% in Q1 2026, buying an estimated $851K and bringing the position to 438,077 shares worth $6.47M. The position accounts for ﹤0.01% of the portfolio, ranked #2266.

Ameriprise first reported a position in HTGC in Q2 2013 and has held it in 38 quarters since. The position peaked at $7.91M in Q2 2024. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • Ameriprise held 438,077 shares of Hercules Capital worth $6.47M as of Q1 2026.
  • Ameriprise bought 52,081 Hercules Capital shares in Q1 2026, an estimated $851K.
  • Hercules Capital made up ﹤0.01% of Ameriprise's portfolio in Q1 2026, its #2266 holding.
  • Ameriprise first reported a position in Hercules Capital in Q2 2013 and has held it in 38 quarters since.
  • Ameriprise's Hercules Capital position peaked at $7.91M in Q2 2024.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Ameriprise's 13F filing for Q1 2026, filed 15 May 2026.