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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$49.2M +$11.1M +678,783 +25%
VanEck Associates
2
VanEck Associates
New York
$46.7M -$4.81M -294,296 -9%
UBS Group
3
UBS Group
Switzerland
$36.8M +$13.4M +822,132 +49%
Two Sigma Investments
4
Two Sigma Investments
New York
$34.3M +$11.6M +708,403 +44%
Qube Research & Technologies (QRT)
5
Qube Research & Technologies (QRT)
United Kingdom
$33M +$11.6M +709,224 +46%
LPL Financial
6
LPL Financial
California
$26.5M -$453K -27,728 -2%
D.E. Shaw & Co
7
D.E. Shaw & Co
New York
$22.9M +$11.8M +723,423 +88%
Legal & General Group
8
Legal & General Group
United Kingdom
$22.1M +$1.9M +116,569 +8%
MC
9
Muzinich & Co
New York
$19.9M +$234K +14,338 +1%
Morgan Stanley
10
Morgan Stanley
New York
$18.7M +$2.46M +150,443 +14%
Franklin Resources
11
Franklin Resources
California
$16.8M +$2.62M +160,134 +16%
Sumitomo Mitsui Trust Group
12
Sumitomo Mitsui Trust Group
Japan
$15.1M +$107K +6,578 +0.6%
Millennium Management
13
Millennium Management
New York
$14.6M -$6.66M -407,316 -29%
TA
14
Tectonic Advisors
Texas
$13.2M +$2.18M +133,356 +18%
ACM
15
Advisors Capital Management
New Jersey
$12.6M +$457K +27,958 +3%
BlackRock
16
BlackRock
New York
$12.6M -$7.81M -477,964 -36%
JP Morgan Chase
17
JP Morgan Chase
New York
$12.5M +$9.13M +558,385 +174%
Citadel Advisors
18
Citadel Advisors
Florida
$12M +$5.61M +343,246 +73%
MW
19
Melia Wealth
Oklahoma
$11.8M -$40.5K -2,477 -0.3%
AM
20
Ares Management
California
$11.5M +$9.4M +575,000 +285%
Wells Fargo
21
Wells Fargo
California
$11.1M +$143K +8,726 +1%
GHAM
22
Gilman Hill Asset Management
Connecticut
$9.13M +$611K +37,393 +6%
Stifel Financial
23
Stifel Financial
Missouri
$7.41M -$1.72M -105,412 -17%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$7.33M -$2.41M -147,364 -23%
HF
25
HRT Financial
New York
$7.32M +$882K +53,962 +12%

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.