HRT Financial’s Hercules Capital HTGC Stock Holding History

HRT Financial’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$7.32M	Buy	495,278 +53,962	+12%	+$882K	0.03%	776
2025 Q4	$8.3M	Sell	441,316 -52,619	-11%	-$949K	0.03%	534
2025 Q3	$9.34M	Sell	493,935 -64,075	-11%	-$1.23M	0.04%	423
2025 Q2	$10.2M	Buy	558,010 +280,198	+101%	+$4.96M	0.05%	302
2025 Q1	$5.34M	Sell	277,812 -44,153	-14%	-$891K	0.04%	411
2024 Q4	$6.47M	Buy	321,965 +99,199	+45%	+$1.94M	0.04%	326
2024 Q3	$4.38M	Sell	222,766 -14,768	-6%	-$291K	0.02%	525
2024 Q2	$4.86M	Buy	237,534 +156,800	+194%	+$3.02M	0.03%	408
2024 Q1	$1.49M	Sell	80,734 -28,264	-26%	-$502K	0.01%	695
2023 Q4	$1.82M	Buy	108,998 +97,442	+843%	+$1.54M	0.01%	695
2023 Q3	$189K	Buy	+11,556	New	+$189K	﹤0.01%	1849
2023 Q2	–	Sell	-67,411	Closed	-$868K	–	2819
2023 Q1	$868K	Buy	+67,411	New	+$942K	0.01%	1019
2022 Q1	–	Sell	-139,311	Closed	-$2.31M	–	3440
2021 Q4	$2.31M	Buy	+139,311	New	+$2.36M	0.01%	590

Other funds holding HTGC

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Two Sigma Investments

Two Sigma Investments New York $121B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT)

Qube Research & Technologies (QRT) London, United Kingdom $70.4B AUM 20.22% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

D.E. Shaw & Co New York $127B AUM 43.98% 1-Year Est. Return

Legal & General Group

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return