D.E. Shaw & Co’s Hercules Capital HTGC Stock Holding History

D.E. Shaw & Co’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$21.7M	Sell	1,373,460 -175,500	-11%	-$2.73M	0.01%	1242
2026 Q1	$22.9M	Buy	1,548,960 +723,423	+88%	+$11.8M	0.01%	1067
2025 Q4	$15.5M	Buy	825,537 +309,175	+60%	+$5.58M	0.01%	1412
2025 Q3	$9.76M	Buy	516,362 +173,505	+51%	+$3.33M	0.01%	1714
2025 Q2	$6.27M	Buy	342,857 +59,546	+21%	+$1.05M	﹤0.01%	1854
2025 Q1	$5.44M	Sell	283,311 -309,263	-52%	-$6.24M	﹤0.01%	1824
2024 Q4	$11.9M	Buy	+592,574	New	+$11.6M	0.01%	1387
2024 Q1	–	Sell	-240,996	Closed	-$4.28M	–	4508
2023 Q4	$4.02M	Buy	240,996 +95,888	+66%	+$1.52M	﹤0.01%	2087
2023 Q3	$2.38M	Sell	145,108 -26,449	-15%	-$433K	﹤0.01%	2437
2023 Q2	$2.54M	Buy	+171,557	New	+$2.35M	﹤0.01%	2435
2023 Q1	–	Sell	-155,697	Closed	-$2.06M	–	4633
2022 Q4	$2.06M	Buy	+155,697	New	+$2.12M	﹤0.01%	2920
2022 Q2	–	Sell	-68,799	Closed	-$1.24M	–	5512
2022 Q1	$1.24M	Sell	68,799 -112,993	-62%	-$1.98M	﹤0.01%	3731
2021 Q4	$3.02M	Buy	181,792 +107,683	+145%	+$1.83M	﹤0.01%	2947
2021 Q3	$1.23M	Sell	74,109 -140,644	-65%	-$2.39M	﹤0.01%	3439
2021 Q2	$3.66M	Buy	+214,753	New	+$3.67M	﹤0.01%	2320
2020 Q2	–	Sell	-20,751	Closed	-$159K	–	4097
2020 Q1	$159K	Sell	20,751 -47,350	-70%	-$618K	﹤0.01%	3705
2019 Q4	$955K	Sell	68,101 -349	-0.5%	-$4.85K	﹤0.01%	3023
2019 Q3	$915K	Sell	68,450 -59,893	-47%	-$782K	﹤0.01%	2879
2019 Q2	$1.65M	Buy	128,343 +35,153	+38%	+$456K	﹤0.01%	2368
2019 Q1	$1.18M	Sell	93,190 -114,012	-55%	-$1.45M	﹤0.01%	2507
2018 Q4	$2.29M	Sell	207,202 -4,843	-2%	-$59.1K	﹤0.01%	2044
2018 Q3	$2.79M	Buy	212,045 +16,020	+8%	+$214K	﹤0.01%	1968
2018 Q2	$2.48M	Buy	196,025 +146,411	+295%	+$1.81M	﹤0.01%	2062
2018 Q1	$600K	Sell	49,614 -118,938	-71%	-$1.49M	﹤0.01%	2791
2017 Q4	$2.21M	Buy	168,552 +112,548	+201%	+$1.47M	﹤0.01%	2075
2017 Q3	$722K	Buy	+56,004	New	+$718K	﹤0.01%	2696
2017 Q2	–	Sell	-22,279	Closed	-$337K	–	3434
2017 Q1	$337K	Sell	22,279 -125,262	-85%	-$1.84M	﹤0.01%	2917
2016 Q4	$2.08M	Buy	147,541 +56,615	+62%	+$771K	﹤0.01%	1973
2016 Q3	$1.23M	Buy	90,926 +13,751	+18%	+$183K	﹤0.01%	2262
2016 Q2	$959K	Buy	77,175 +47,403	+159%	+$576K	﹤0.01%	2434
2016 Q1	$358K	Buy	29,772 +19,200	+182%	+$213K	﹤0.01%	2942
2015 Q4	$129K	Sell	10,572 -103,554	-91%	-$1.17M	﹤0.01%	3645
2015 Q3	$1.15M	Sell	114,126 -82,519	-42%	-$935K	﹤0.01%	2502
2015 Q2	$2.27M	Buy	+196,645	New	+$2.55M	﹤0.01%	2097
2015 Q1	–	Sell	-27,372	Closed	-$407K	–	3780
2014 Q4	$407K	Buy	+27,372	New	+$413K	﹤0.01%	3469

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

D.E. Shaw & Co's HTGC Position: Q2 2026 in Review

D.E. Shaw & Co reduced its Hercules Capital (HTGC) stake by 11% in Q2 2026, selling an estimated $2.73M and leaving 1,373,460 shares worth $21.7M. The position accounts for 0.01% of the portfolio, ranked #1242.

D.E. Shaw & Co first reported a position in HTGC in Q4 2014 and has held it in 35 quarters since. The position peaked at $22.9M in Q1 2026. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

D.E. Shaw & Co held 1,373,460 shares of Hercules Capital worth $21.7M as of Q2 2026.
D.E. Shaw & Co sold 175,500 Hercules Capital shares in Q2 2026, an estimated $2.73M.
Hercules Capital made up 0.01% of D.E. Shaw & Co's portfolio in Q2 2026, its #1242 holding.
D.E. Shaw & Co first reported a position in Hercules Capital in Q4 2014 and has held it in 35 quarters since.
D.E. Shaw & Co's Hercules Capital position peaked at $22.9M in Q1 2026.
331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.