Hercules Capital
HTGC
181 hedge funds and large institutions have $489M invested in Hercules Capital in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 60 increasing their positions, 56 reducing their positions, and 17 closing their positions.
53% more first-time investments, than exits
New positions opened: 26 | Existing positions closed: 17
20% more funds holding in top 10
Funds holding in top 10: 5 → 6 (+1)
6% more capital invested
Capital invested by funds: $460M → $489M (+$29.3M)
4% more funds holding
Funds holding: 174 → 181 (+7)
7% more repeat investments, than reductions
Existing positions increased: 60 | Existing positions reduced: 56
0.21% less ownership
Funds ownership: 39.02% → 38.81% (-0.21%)
65% less call options, than puts
Call options by funds: $346K | Put options by funds: $980K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAMH
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
+$21.8M |
| 2 |
JP Morgan Chase
New York
|
+$2.92M |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$2.8M |
| 4 |
Credit Agricole
Montrouge Cedex,
France
|
+$2.13M |
| 5 |
SIS
Sound Income Strategies
Ft Lauderdale,
Florida
|
+$1.43M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Two Sigma Investments
New York
|
-$5.17M |
| 2 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
-$4.13M |
| 3 |
Two Sigma Advisers
New York
|
-$3.39M |
| 4 |
Millennium Management
New York
|
-$2.57M |
| 5 |
AllianceBernstein
Nashville,
Tennessee
|
-$2.54M |
HTGC Hedge Fund Activity: Q3 2018 in Review
181 of the 4,391 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q3 2018, worth a combined $489M — up 6.4% from $460M a quarter earlier.
Buyers outnumbered sellers: 26 funds opened new HTGC positions and 17 closed out — a net gain of 9 holders — while 60 added to existing stakes and 56 trimmed.
The largest buyer was Shanda Asset Management Holdings, opening a new position worth an estimated $21.8M. The largest seller was Two Sigma Investments, cutting an estimated $5.17M.
- 181 institutional investors held Hercules Capital (HTGC) as of Q3 2018, up from 174 in Q2 2018.
- Funds reported $489M of Hercules Capital stock for Q3 2018, up 6.4% quarter-over-quarter.
- 26 funds opened new Hercules Capital positions in Q3 2018 and 17 closed out, a net change of +9 holders.
- The largest Hercules Capital buyer in Q3 2018 was Shanda Asset Management Holdings, an estimated $21.8M added.
- The largest Hercules Capital seller in Q3 2018 was Two Sigma Investments, an estimated $5.17M sold.
Based on aggregated 13F filings for Q3 2018.