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Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Market Value Shares Shares
Change 		Shares
Change %
SIS
1
Sound Income Strategies
Florida
$41.4M 2,521,109 +41,240 +2%
VanEck Associates
2
VanEck Associates
New York
$33.4M 2,033,429 +116,684 +6%
Marshall Wace
3
Marshall Wace
United Kingdom
$20M 1,215,820 +1,019,676 +520%
Morgan Stanley
4
Morgan Stanley
New York
$17.8M 1,085,698 +4,635 +0.4%
Legal & General Group
5
Legal & General Group
United Kingdom
$17M 1,032,341 +17,433 +2%
ACM
6
Advisors Capital Management
New Jersey
$16.5M 1,006,309 +23,157 +2%
RJA
7
Raymond James & Associates
Florida
$14.6M 890,165 -3,676 -0.4%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$12.3M 751,500 +48,400 +7%
BlackRock
9
BlackRock
New York
$10.5M 638,504 -151,530 -19%
GHAM
10
Gilman Hill Asset Management
Connecticut
$10.3M 626,378 -11,312 -2%
STB
11
S&T Bank
Pennsylvania
$9.92M 604,192 -13,112 -2%
JPMorgan Chase & Co
12
JPMorgan Chase & Co
New York
$9.69M 590,027 -9,135 -2%
Wells Fargo
13
Wells Fargo
California
$8.81M 536,626 +43,416 +9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$8.72M 531,099 +122,845 +30%
LPL Financial
15
LPL Financial
California
$8.65M 527,090 +42,417 +9%
Two Sigma Investments
16
Two Sigma Investments
New York
$8.11M 494,191 -86,292 -15%
AAM
17
Advisors Asset Management
Colorado
$6.91M 420,971 +14,388 +4%
MHI
18
Miller Howard Investments
New York
$6.57M 400,000 – –
CIM
19
Confluence Investment Management
Missouri
$6.36M 387,190 +149 +0%
Stifel Financial
20
Stifel Financial
Missouri
$6.28M 382,728 -9,851 -3%
BTCPP
21
Border to Coast Pensions Partnership
United Kingdom
$6.2M 374,837 -150,000 -29%
MC
22
Muzinich & Co
New York
$6.1M 371,378 -4,371 -1%
Sumitomo Mitsui Trust Group
23
Sumitomo Mitsui Trust Group
Japan
$5.89M 358,841 -5,719 -2%
MCM
24
McKinley Capital Management
Alaska
$5.73M 348,992 +131,924 +61%
CF
25
Centaurus Financial
California
$5.46M 332,751 -10,111 -3%
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