Connor, Clark & Lunn Investment Management (CC&L)’s Hercules Capital HTGC Stock Holding History

Connor, Clark & Lunn Investment Management (CC&L)’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-434,118	Closed	-$8.21M	–	1635
2025 Q3	$8.21M	Buy	434,118 +216,057	+99%	+$4.14M	0.03%	457
2025 Q2	$3.99M	Sell	218,061 -151,307	-41%	-$2.68M	0.01%	647
2025 Q1	$7.1M	Buy	369,368 +206,066	+126%	+$4.16M	0.03%	407
2024 Q4	$3.28M	Buy	+163,302	New	+$3.19M	0.01%	591
2023 Q3	–	Sell	-374,324	Closed	-$5.54M	–	1431
2023 Q2	$5.54M	Sell	374,324 -27,380	-7%	-$376K	0.03%	376
2023 Q1	$5.18M	Buy	401,704 +180,025	+81%	+$2.52M	0.03%	362
2022 Q4	$2.93M	Buy	221,679 +208,021	+1,523%	+$2.83M	0.02%	458
2022 Q3	$158K	Buy	+13,658	New	+$195K	﹤0.01%	1013
2019 Q2	–	Sell	-15,300	Closed	-$194K	–	1019
2019 Q1	$194K	Sell	15,300 -23,575	-61%	-$300K	﹤0.01%	826
2018 Q4	$430K	Buy	+38,875	New	+$474K	﹤0.01%	727

Other funds holding HTGC

UBP

Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L)'s HTGC Position: Q4 2025 in Review

Connor, Clark & Lunn Investment Management (CC&L) sold out of Hercules Capital (HTGC) in Q4 2025, closing a stake of 434,118 shares — an estimated $8.21M sold.

Connor, Clark & Lunn Investment Management (CC&L) first reported a position in HTGC in Q4 2018 and held it in 10 quarters. The position peaked at $8.21M in Q3 2025. 353 funds tracked by Wall St. Rank hold HTGC as of Q4 2025.

Connor, Clark & Lunn Investment Management (CC&L) reported no remaining Hercules Capital position as of Q4 2025 after selling out during the quarter.
Connor, Clark & Lunn Investment Management (CC&L) sold 434,118 Hercules Capital shares in Q4 2025, an estimated $8.21M.
Connor, Clark & Lunn Investment Management (CC&L) first reported a position in Hercules Capital in Q4 2018 and held it in 10 quarters.
Connor, Clark & Lunn Investment Management (CC&L)'s Hercules Capital position peaked at $8.21M in Q3 2025.
353 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2025.

Based on Connor, Clark & Lunn Investment Management (CC&L)'s 13F filing for Q4 2025, filed 10 Feb 2026.