Hercules Capital
HTGC
237 hedge funds and large institutions have $364M invested in Hercules Capital in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 96 increasing their positions, 65 reducing their positions, and 36 closing their positions.
48% more repeat investments, than reductions
Existing positions increased: 96 | Existing positions reduced: 65
0.05% more ownership
Funds ownership: 24.49% → 24.54% (+0.05%)
5% less funds holding
Funds holding: 249 → 237 (-12)
11% less capital invested
Capital invested by funds: $410M → $364M (-$46.1M)
19% less first-time investments, than exits
New positions opened: 29 | Existing positions closed: 36
25% less funds holding in top 10
Funds holding in top 10: 4 → 3 (-1)
49% less call options, than puts
Call options by funds: $4.44M | Put options by funds: $8.7M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Millennium Management
New York
|
+$19.6M |
| 2 |
GIP
Granite Investment Partners
El Segundo,
California
|
+$11.8M |
| 3 |
Northern Trust
Chicago,
Illinois
|
+$4.89M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$4.53M |
| 5 |
CSS
Cubist Systematic Strategies
Stamford,
Connecticut
|
+$4M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$22.1M |
| 2 |
Two Sigma Investments
New York
|
-$10.3M |
| 3 |
LI
Leeward Investments
Boston,
Massachusetts
|
-$8.76M |
| 4 |
Two Sigma Advisers
New York
|
-$4.13M |
| 5 |
UIC
Uniplan Investment Counsel
Milwaukee,
Wisconsin
|
-$4.07M |
HTGC Hedge Fund Activity: Q3 2022 in Review
237 of the 5,828 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q3 2022, worth a combined $364M — down 11% from $410M a quarter earlier.
Sellers outnumbered buyers: 36 funds closed out of HTGC and 29 opened new positions — a net loss of 7 holders — while 65 trimmed existing stakes and 96 added.
The largest buyer was Millennium Management, adding an estimated $19.6M. The largest seller was T. Rowe Price Associates, exiting entirely with an estimated $22.1M sold.
- 237 institutional investors held Hercules Capital (HTGC) as of Q3 2022, down from 249 in Q2 2022.
- Funds reported $364M of Hercules Capital stock for Q3 2022, down 11% quarter-over-quarter.
- 29 funds opened new Hercules Capital positions in Q3 2022 and 36 closed out, a net change of -7 holders.
- The largest Hercules Capital buyer in Q3 2022 was Millennium Management, an estimated $19.6M added.
- The largest Hercules Capital seller in Q3 2022 was T. Rowe Price Associates, an estimated $22.1M sold.
Based on aggregated 13F filings for Q3 2022.