Granite Investment Partners’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-811,064	Closed	-$10.7M	–	264
2022 Q4	$10.7M	Sell	811,064 -17,722	-2%	-$241K	0.45%	78
2022 Q3	$9.6M	Buy	+828,786	New	+$11.8M	0.42%	83
2021 Q2	–	Sell	-1,183,727	Closed	-$19M	–	286
2021 Q1	$19M	Sell	1,183,727 -64,953	-5%	-$1.01M	0.63%	67
2020 Q4	$18M	Sell	1,248,680 -26,052	-2%	-$332K	0.63%	66
2020 Q3	$14.7M	Sell	1,274,732 -27,736	-2%	-$308K	0.65%	63
2020 Q2	$13.6M	Sell	1,302,468 -19,205	-1%	-$195K	0.66%	62
2020 Q1	$10.1M	Sell	1,321,673 -45,952	-3%	-$600K	0.65%	59
2019 Q4	$19.2M	Buy	1,367,625 +14,297	+1%	+$199K	0.9%	38
2019 Q3	$18.1M	Buy	1,353,328 +14,052	+1%	+$183K	0.94%	36
2019 Q2	$17.2M	Buy	1,339,276 +20,472	+2%	+$266K	0.92%	33
2019 Q1	$16.7M	Buy	1,318,804 +189,118	+17%	+$2.41M	0.95%	36
2018 Q4	$12.5M	Sell	1,129,686 -100,276	-8%	-$1.22M	0.91%	38
2018 Q3	$16.2M	Buy	1,229,962 +60,974	+5%	+$813K	0.93%	38
2018 Q2	$14.8M	Buy	+1,168,988	New	+$14.5M	0.94%	38
2017 Q3	–	Sell	-641,061	Closed	-$8.49M	–	306
2017 Q2	$8.49M	Buy	641,061 +17,942	+3%	+$249K	0.57%	75
2017 Q1	$9.43M	Buy	+623,119	New	+$9.14M	0.65%	68
2015 Q2	–	Sell	-359,442	Closed	-$4.84M	–	310
2015 Q1	$4.84M	Buy	359,442 +192,085	+115%	+$2.82M	0.42%	100
2014 Q4	$2.49M	Buy	167,357 +63,548	+61%	+$959K	0.28%	122
2014 Q3	$1.5M	Buy	103,809 +47,980	+86%	+$759K	0.21%	151
2014 Q2	$902K	Buy	+55,829	New	+$817K	0.13%	169