Hercules Capital
HTGC
191 hedge funds and large institutions have $494M invested in Hercules Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 24 closing their positions.
75% more first-time investments, than exits
New positions opened: 42 | Existing positions closed: 24
34% more call options, than puts
Call options by funds: $964K | Put options by funds: $722K
30% more repeat investments, than reductions
Existing positions increased: 61 | Existing positions reduced: 47
8% more funds holding
Funds holding: 177 → 191 (+14)
6% more capital invested
Capital invested by funds: $466M → $494M (+$28.1M)
0.33% more ownership
Funds ownership: 33.43% → 33.76% (+0.33%)
0% more funds holding in top 10
Funds holding in top 10: 4 → 4 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Arrowstreet Capital
Boston,
Massachusetts
|
+$7.02M |
| 2 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
+$4.9M |
| 3 |
Millennium Management
New York
|
+$4.17M |
| 4 |
Assenagon Asset Management
Senningerberg,
Luxembourg
|
+$3.04M |
| 5 |
Rockefeller Capital Management
New York
|
+$2.95M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JP Morgan Chase
New York
|
-$11.9M |
| 2 |
MPAM
Monarch Partners Asset Management
Boston,
Massachusetts
|
-$5.66M |
| 3 |
Two Sigma Investments
New York
|
-$2.45M |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$2.13M |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$1.89M |
HTGC Hedge Fund Activity: Q4 2019 in Review
191 of the 5,092 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q4 2019, worth a combined $494M — up 6% from $466M a quarter earlier.
Buyers outnumbered sellers: 42 funds opened new HTGC positions and 24 closed out — a net gain of 18 holders — while 61 added to existing stakes and 47 trimmed.
The largest buyer was Arrowstreet Capital, adding an estimated $7.02M. The largest seller was JP Morgan Chase, cutting an estimated $11.9M.
- 191 institutional investors held Hercules Capital (HTGC) as of Q4 2019, up from 177 in Q3 2019.
- Funds reported $494M of Hercules Capital stock for Q4 2019, up 6% quarter-over-quarter.
- 42 funds opened new Hercules Capital positions in Q4 2019 and 24 closed out, a net change of +18 holders.
- The largest Hercules Capital buyer in Q4 2019 was Arrowstreet Capital, an estimated $7.02M added.
- The largest Hercules Capital seller in Q4 2019 was JP Morgan Chase, an estimated $11.9M sold.
Based on aggregated 13F filings for Q4 2019.