HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

191 hedge funds and large institutions have $494M invested in Hercules Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 24 closing their positions.

Holders
191
Holders Change
+14
Holders Change %
+7.91%
% of All Funds
3.77%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
42
Increased
61
Reduced
47
Closed
24
Calls
$964K
Puts
$722K
Net Calls
+$242K
Net Calls Change
+$1.92M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.92M
2
Macquarie Group
2
Macquarie Group
Australia
$8.31M
3
Millennium Management
3
Millennium Management
New York
$11.3M
4
Assenagon Asset Management
4
Assenagon Asset Management
Luxembourg
$3.07M
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$2.98M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$13.9M
2
MPAM
2
Monarch Partners Asset Management
Massachusetts
$1.74M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.34M
4
Deutsche Bank
4
Deutsche Bank
Germany
$896K
5
Citadel Advisors
5
Citadel Advisors
Florida
$5.84M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$49.2M 3,505,755 – –
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$33M 2,353,493 -31,421 -1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$30.3M 2,163,972 -39,866 -2%
SIS
4
Sound Income Strategies
Florida
$29.4M 2,094,980 +191,103 +10%
GIP
5
Granite Investment Partners
California
$19.2M 1,367,625 +14,297 +1%
UBS Group
6
UBS Group
Switzerland
$15.8M 1,128,723 -92,519 -8%
ACM
7
Advisors Capital Management
New Jersey
$15.8M 1,127,276 +47,093 +4%
Wells Fargo
8
Wells Fargo
California
$15.6M 1,116,068 +96,278 +9%
MC
9
Muzinich & Co
New York
$15.1M 1,080,258 -20,995 -2%
JPMorgan Chase & Co
10
JPMorgan Chase & Co
New York
$13.9M 991,966 -854,652 -46%
VanEck Associates
11
VanEck Associates
New York
$12.6M 898,808 +69,583 +8%
CF
12
Centaurus Financial
California
$11.5M 820,171 -2,954 -0.4%
Millennium Management
13
Millennium Management
New York
$11.3M 804,712 +299,971 +59%
Morgan Stanley
14
Morgan Stanley
New York
$10.5M 747,792 +43,521 +6%
CIM
15
Confluence Investment Management
Missouri
$10M 782,087 +1,252 +0.2%
STB
16
S&T Bank
Pennsylvania
$9.02M 643,585 +8,606 +1%
Macquarie Group
17
Macquarie Group
Australia
$8.31M 592,634 +352,671 +147%
BlackRock
18
BlackRock
New York
$8.17M 582,994 +22,008 +4%
Arrowstreet Capital
19
Arrowstreet Capital
Massachusetts
$7.92M 564,686 +505,178 +849%
Legal & General Group
20
Legal & General Group
United Kingdom
$7.73M 551,343 +36,996 +7%
Stifel Financial
21
Stifel Financial
Missouri
$7.6M 543,366 +59,675 +12%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$7.06M 503,829 -128 -0%
GC
23
Guggenheim Capital
Illinois
$6.94M 494,727 -17,280 -3%
Citadel Advisors
24
Citadel Advisors
Florida
$5.84M 416,332 -135,831 -25%
GHAM
25
Gilman Hill Asset Management
Connecticut
$5.22M 372,180 +828 +0.2%
1
2 3 4 5