Arrowstreet Capital’s Hercules Capital HTGC Stock Holding History

Arrowstreet Capital’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-751,573	Closed	-$12.8M	–	1714
2021 Q2	$12.8M	Buy	751,573 +599,387	+394%	+$10.3M	0.02%	762
2021 Q1	$2.44M	Buy	152,186 +12,302	+9%	+$191K	﹤0.01%	1488
2020 Q4	$2.02M	Buy	+139,884	New	+$1.78M	﹤0.01%	1596
2020 Q3	–	Sell	-189,220	Closed	-$1.98M	–	2403
2020 Q2	$1.98M	Buy	189,220 +14,026	+8%	+$142K	﹤0.01%	1485
2020 Q1	$1.34M	Sell	175,194 -389,492	-69%	-$5.08M	﹤0.01%	1209
2019 Q4	$7.92M	Buy	564,686 +505,178	+849%	+$7.02M	0.02%	687
2019 Q3	$796K	Buy	59,508 +12,708	+27%	+$166K	﹤0.01%	1222
2019 Q2	$600K	Buy	+46,800	New	+$607K	﹤0.01%	1156
2018 Q4	–	Sell	-22,200	Closed	-$292K	–	1400
2018 Q3	$292K	Buy	+22,200	New	+$296K	﹤0.01%	980

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Arrowstreet Capital's HTGC Position: Q3 2021 in Review

Arrowstreet Capital sold out of Hercules Capital (HTGC) in Q3 2021, closing a stake of 751,573 shares — an estimated $12.8M sold.

Arrowstreet Capital first reported a position in HTGC in Q3 2018 and held it in 9 quarters. The position peaked at $12.8M in Q2 2021. 218 funds tracked by Wall St. Rank hold HTGC as of Q3 2021.

Arrowstreet Capital reported no remaining Hercules Capital position as of Q3 2021 after selling out during the quarter.
Arrowstreet Capital sold 751,573 Hercules Capital shares in Q3 2021, an estimated $12.8M.
Arrowstreet Capital first reported a position in Hercules Capital in Q3 2018 and held it in 9 quarters.
Arrowstreet Capital's Hercules Capital position peaked at $12.8M in Q2 2021.
218 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2021.

Based on Arrowstreet Capital's 13F filing for Q3 2021, filed 12 Nov 2021.