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Hercules Capital
HTGC

Overview Fund Activity

213 hedge funds and large institutions have $510M invested in Hercules Capital in 2021 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 75 increasing their positions, 60 reducing their positions, and 19 closing their positions.

Holders
213
Holders Change
+20
Holders Change %
+10.36%
% of All Funds
3.75%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
42
Increased
75
Reduced
60
Closed
19
Calls
$3.83M
Puts
$4.44M
Net Calls
-$611K
Net Calls Change
-$4.04M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.43M
2
HWAM
2
Hennion & Walsh Asset Management
New Jersey
$2.94M
3
VanEck Associates
3
VanEck Associates
New York
$18.8M
4
Invesco
4
Invesco
Georgia
$12.6M
5
CIBC Private Wealth Group
5
CIBC Private Wealth Group
Georgia
$1.54M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$16M
2
MHI
2
Miller Howard Investments
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$15.9M
4
MC
4
Muzinich & Co
New York
$12.1M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$12M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$38.5M 2,404,500 -18,437 -0.8%
SIS
2
Sound Income Strategies
Florida
$33.4M 2,081,538 -57,143 -3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$32.1M 2,003,168 -79,198 -4%
GIP
4
Granite Investment Partners
California
$19M 1,183,727 -64,953 -5%
VanEck Associates
5
VanEck Associates
New York
$18.8M 1,173,803 +105,224 +10%
ACM
6
Advisors Capital Management
New Jersey
$17.1M 1,066,397 +20,565 +2%
SAMH
7
Shanda Asset Management Holdings
British Virgin Islands
$16M 1,000,000 -900,000 -47%
JPMorgan Chase & Co
8
JPMorgan Chase & Co
New York
$15.9M 992,035 -322,866 -25%
Morgan Stanley
9
Morgan Stanley
New York
$13.6M 849,566 +41,957 +5%
Legal & General Group
10
Legal & General Group
United Kingdom
$12.9M 805,335 -12,416 -2%
Invesco
11
Invesco
Georgia
$12.6M 785,175 +96,116 +14%
CF
12
Centaurus Financial
California
$12.2M 764,156 -14,590 -2%
MC
13
Muzinich & Co
New York
$12.1M 754,370 -301,951 -29%
Sumitomo Mitsui Trust Group
14
Sumitomo Mitsui Trust Group
Japan
$12M 745,707 -295,693 -28%
Wells Fargo
15
Wells Fargo
California
$11.2M 700,604 -27,955 -4%
BlackRock
16
BlackRock
New York
$11.1M 692,511 -133,645 -16%
STB
17
S&T Bank
Pennsylvania
$10.5M 656,046 +1,199 +0.2%
Stifel Financial
18
Stifel Financial
Missouri
$8.42M 525,327 +27,411 +6%
GHAM
19
Gilman Hill Asset Management
Connecticut
$7.78M 485,529 +4,554 +0.9%
Aberdeen Group
20
Aberdeen Group
United Kingdom
$7.54M 469,597 -114,226 -20%
Northern Trust
21
Northern Trust
Illinois
$7.1M 442,944 +21,393 +5%
CIM
22
Confluence Investment Management
Missouri
$6.54M 407,888 -44,101 -10%
UBS Group
23
UBS Group
Switzerland
$6.43M 401,320 +277,987 +225%
MGAM
24
McGowan Group Asset Management
Texas
$6.23M 388,357 +8,303 +2%
MCM
25
McKinley Capital Management
Alaska
$5.61M 349,741 -19,482 -5%
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