Hercules Capital
HTGC
169 hedge funds and large institutions have $416M invested in Hercules Capital in 2019 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 59 increasing their positions, 51 reducing their positions, and 31 closing their positions.
16% more repeat investments, than reductions
Existing positions increased: 59 | Existing positions reduced: 51
5% more capital invested
Capital invested by funds: $398M → $416M (+$18M)
3% more first-time investments, than exits
New positions opened: 32 | Existing positions closed: 31
0% more funds holding in top 10
Funds holding in top 10: 5 → 5 (0)
1% less funds holding
Funds holding: 171 → 169 (-2)
3.16% less ownership
Funds ownership: 37.23% → 34.08% (-3.2%)
87% less call options, than puts
Call options by funds: $494K | Put options by funds: $3.68M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$5.56M |
| 2 |
JP Morgan Chase
New York
|
+$5.04M |
| 3 |
Goldman Sachs
New York
|
+$4.62M |
| 4 |
SAMH
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
+$3.76M |
| 5 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$3.27M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AM
Ares Management
Los Angeles,
California
|
-$14.6M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$7.73M |
| 3 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
-$5.33M |
| 4 |
Loomis, Sayles & Company
Boston,
Massachusetts
|
-$4.69M |
| 5 |
CFG
CNO Financial Group
Carmel,
Indiana
|
-$4.19M |
HTGC Hedge Fund Activity: Q1 2019 in Review
169 of the 4,633 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2019, worth a combined $416M — up 4.5% from $398M a quarter earlier.
Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 59 added to existing stakes and 51 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $5.56M. The largest seller was Ares Management, cutting an estimated $14.6M.
- 169 institutional investors held Hercules Capital (HTGC) as of Q1 2019, down from 171 in Q4 2018.
- Funds reported $416M of Hercules Capital stock for Q1 2019, up 4.5% quarter-over-quarter.
- 32 funds opened new Hercules Capital positions in Q1 2019 and 31 closed out, a net change of +1 holder.
- The largest Hercules Capital buyer in Q1 2019 was Royal Bank of Canada, an estimated $5.56M added.
- The largest Hercules Capital seller in Q1 2019 was Ares Management, an estimated $14.6M sold.
Based on aggregated 13F filings for Q1 2019.