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Hercules Capital
HTGC

Overview Fund Activity

169 hedge funds and large institutions have $392M invested in Hercules Capital in 2019 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 59 increasing their positions, 51 reducing their positions, and 31 closing their positions.

Holders
169
Holders Change
-2
Holders Change %
-1.17%
% of All Funds
3.66%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
32
Increased
59
Reduced
51
Closed
31
Calls
$494K
Puts
$3.68M
Net Calls
-$3.19M
Net Calls Change
-$2.61M

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$27.4M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$25.3M
3
Goldman Sachs
3
Goldman Sachs
New York
$6.26M
4
SAMH
4
Shanda Asset Management Holdings
British Virgin Islands
$30.4M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$3.84M

Top Sellers

1
AM
1
Ares Management
California
$7.33M
2
UBS Group
2
UBS Group
Switzerland
$16.6M
3
NC
3
Northpointe Capital
Michigan
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$0
5
CFG
5
CNO Financial Group
Indiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$33.2M 2,623,935 -147,926 -5%
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$30.4M 2,397,466 +295,139 +14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$27.4M 2,163,847 +436,701 +25%
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$25.3M 2,001,037 +395,544 +25%
GIP
5
Granite Investment Partners
California
$16.7M 1,318,804 +189,118 +17%
UBS Group
6
UBS Group
Switzerland
$16.6M 1,313,605 -606,567 -32%
SIS
7
Sound Income Strategies
Florida
$15.9M 1,253,499 +84,114 +7%
Wells Fargo
8
Wells Fargo
California
$13M 1,023,124 -22,014 -2%
ACM
9
Advisors Capital Management
New Jersey
$12.4M 976,477 +100,917 +12%
Morgan Stanley
10
Morgan Stanley
New York
$10.7M 843,032 +18,217 +2%
CIM
11
Confluence Investment Management
Missouri
$10.5M 830,220 +3,440 +0.4%
VanEck Associates
12
VanEck Associates
New York
$9.44M 745,866 +7,912 +1%
STB
13
S&T Bank
Pennsylvania
$7.79M 615,330 -8,450 -1%
AM
14
Ares Management
California
$7.33M 579,082 -1,149,755 -67%
GC
15
Guggenheim Capital
Illinois
$6.93M 547,238 +9,695 +2%
Goldman Sachs
16
Goldman Sachs
New York
$6.26M 494,121 +362,991 +277%
Legal & General Group
17
Legal & General Group
United Kingdom
$6.18M 488,696 +53,997 +12%
Stifel Financial
18
Stifel Financial
Missouri
$6.13M 483,832 -262,977 -35%
MPAM
19
Monarch Partners Asset Management
Massachusetts
$6.03M 476,287 -257,141 -35%
BlackRock
20
BlackRock
New York
$5.8M 458,396 +21,696 +5%
LSV Asset Management
21
LSV Asset Management
Illinois
$4.94M 390,085 -46,200 -11%
GHAM
22
Gilman Hill Asset Management
Connecticut
$4.77M 376,870 +44,136 +13%
TAM
23
Trillium Asset Management
Massachusetts
$4.33M 342,290 +37,411 +12%
MCM
24
McKinley Capital Management
Alaska
$4.27M 337,656 -69,418 -17%
Nomura Holdings
25
Nomura Holdings
Japan
$4.18M 328,901 -86,716 -21%
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