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Hercules Capital
HTGC

Overview Fund Activity

247 hedge funds and large institutions have $415M invested in Hercules Capital in 2023 Q2 according to their latest regulatory filings, with 24 funds opening new positions, 92 increasing their positions, 72 reducing their positions, and 29 closing their positions.

Holders
247
Holders Change
-8
Holders Change %
-3.14%
% of All Funds
3.9%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
24
Increased
92
Reduced
72
Closed
29
Calls
$15.4M
Puts
$12.3M
Net Calls
+$3.1M
Net Calls Change
+$15.6M

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.59M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$2.54M
3
SSA
3
Schonfeld Strategic Advisors
New York
$2.1M
4
Balyasny Asset Management
4
Balyasny Asset Management
Illinois
$1.98M
5
VanEck Associates
5
VanEck Associates
New York
$28.4M

Top Sellers

1
T. Rowe Price Investment Management
1
T. Rowe Price Investment Management
Maryland
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$3.93M
3
CCPM
3
Cooper Creek Partners Management
New York
$0
4
CSS
4
Cubist Systematic Strategies
Connecticut
$1.67M
5
SNB
5
Security National Bank
Nebraska
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIS
1
Sound Income Strategies
Florida
$36.7M 2,479,869 +99,588 +4%
VanEck Associates
2
VanEck Associates
New York
$28.4M 1,916,745 +129,311 +7%
Morgan Stanley
3
Morgan Stanley
New York
$16M 1,081,063 -152,810 -12%
Legal & General Group
4
Legal & General Group
United Kingdom
$15M 1,014,908 +122,643 +14%
ACM
5
Advisors Capital Management
New Jersey
$14.6M 983,152 -56,089 -5%
RJA
6
Raymond James & Associates
Florida
$13.2M 893,841 +25,617 +3%
BlackRock
7
BlackRock
New York
$11.7M 790,034 -38,167 -5%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$10.4M 703,100 -91,500 -12%
GHAM
9
Gilman Hill Asset Management
Connecticut
$9.44M 637,690 +579 +0.1%
STB
10
S&T Bank
Pennsylvania
$9.14M 617,304 -10,954 -2%
JPMorgan Chase & Co
11
JPMorgan Chase & Co
New York
$8.87M 599,162 -8,776 -1%
Two Sigma Investments
12
Two Sigma Investments
New York
$8.59M 580,483 +356,512 +159%
BTCPP
13
Border to Coast Pensions Partnership
United Kingdom
$7.76M 524,837 – –
Wells Fargo
14
Wells Fargo
California
$7.3M 493,210 -9,662 -2%
LPL Financial
15
LPL Financial
California
$7.17M 484,673 +33,472 +7%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$6.04M 408,254 +42,127 +12%
AAM
17
Advisors Asset Management
Colorado
$6.02M 406,583 -48,005 -11%
MHI
18
Miller Howard Investments
New York
$5.92M 400,000 +100,000 +33%
Stifel Financial
19
Stifel Financial
Missouri
$5.81M 392,579 +2,589 +0.7%
CIM
20
Confluence Investment Management
Missouri
$5.73M 387,041 +3,769 +1%
MC
21
Muzinich & Co
New York
$5.56M 375,749 -15,779 -4%
Connor, Clark & Lunn Investment Management (CC&L)
22
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$5.54M 374,324 -27,380 -7%
Sumitomo Mitsui Trust Group
23
Sumitomo Mitsui Trust Group
Japan
$5.4M 364,560 -15,779 -4%
CF
24
Centaurus Financial
California
$5.07M 342,862 -33,622 -9%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$4.71M 317,888 +1,259 +0.4%
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