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Hercules Capital
HTGC

Overview Fund Activity

149 hedge funds and large institutions have $518M invested in Hercules Capital in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 49 increasing their positions, 52 reducing their positions, and 10 closing their positions.

Holders
149
Holders Change
+16
Holders Change %
+12.03%
% of All Funds
4.33%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
27
Increased
49
Reduced
52
Closed
10
Calls
$378K
Puts
$537K
Net Calls
-$159K
Net Calls Change
-$557K

Top Buyers

1
LTI
1
Laffer Tengler Investments
Tennessee
$8.59M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.5M
3
Robeco Institutional Asset Management
3
Robeco Institutional Asset Management
Netherlands
$13.6M
4
MSA
4
Mason Street Advisors
Wisconsin
$4.3M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.13M

Top Sellers

1
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$0
2
EAM
2
Edge Asset Management
Washington
$12.5M
3
NC
3
Northpointe Capital
Michigan
$0
4
WCM
4
Wedge Capital Management
North Carolina
$5.73M
5
RFC
5
Russell Frank Company
Washington
$1.84M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$46.8M 2,851,460 +9,040 +0.3%
Northern Trust
2
Northern Trust
Illinois
$25.3M 1,545,083 +43,463 +3%
BFA
3
BlackRock Fund Advisors
California
$25.3M 1,543,619 -65,260 -4%
Comerica Bank
4
Comerica Bank
Texas
$24.6M 1,502,061 -270,777 -15%
State Street
5
State Street
Massachusetts
$17.7M 1,080,159 +2,184 +0.2%
U
6
UBS
Switzerland
$17.4M 1,062,552 +101,174 +11%
CCMLC
7
Cardinal Capital Management LLC (Connecticut)
Connecticut
$16.7M 1,016,611 +146,044 +17%
AAM
8
Advisors Asset Management
Colorado
$16M 975,794 -35,988 -4%
IG
9
ING Group
Netherlands
$15.9M 970,000 – –
Invesco
10
Invesco
Georgia
$14.7M 899,330 +1,681 +0.2%
Morgan Stanley
11
Morgan Stanley
New York
$14.5M 882,154 +411,810 +88%
Robeco Institutional Asset Management
12
Robeco Institutional Asset Management
Netherlands
$13.6M 831,879 +285,974 +52%
BIT
13
BlackRock Institutional Trust
California
$12.7M 773,527 -53,493 -6%
EAM
14
Edge Asset Management
Washington
$12.5M 763,692 -601,451 -44%
ACM
15
Advisors Capital Management
New Jersey
$12.3M 748,138 +77,488 +12%
Vanguard Group
16
Vanguard Group
Pennsylvania
$11.8M 720,864 +14,836 +2%
Loomis, Sayles & Company
17
Loomis, Sayles & Company
Massachusetts
$10.8M 659,169 -197,419 -23%
Wells Fargo
18
Wells Fargo
California
$9.97M 607,978 +27,983 +5%
CPIM
19
Columbia Partners Investment Management
Virginia
$9.41M 574,070 -37,235 -6%
CIM
20
Confluence Investment Management
Missouri
$8.95M 545,945 -60,538 -10%
LTI
21
Laffer Tengler Investments
Tennessee
$8.59M 523,631 +523,631 New
BTS
22
BB&T Securities
Virginia
$8.34M 50,859 +10,878 +27%
ACM
23
Ashford Capital Management
Delaware
$7.74M 471,644 -2,500 -0.5%
LSV Asset Management
24
LSV Asset Management
Illinois
$7.2M 438,844 -952 -0.2%
BG
25
BlackRock Group
United Kingdom
$6.88M 419,419 +16,355 +4%
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