Mason Street Advisors’s Hercules Capital HTGC Stock Holding History

Mason Street Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-265,000	Closed	-$3.94M	–	1617
2014 Q4	$3.94M	Hold	265,000	–	–	0.03%	643
2014 Q3	$3.83M	Hold	265,000	–	–	0.03%	628
2014 Q2	$4.28M	Hold	265,000	–	–	0.03%	600
2014 Q1	$3.73M	Buy	265,000 +2,600	+1%	+$40.7K	0.03%	646
2013 Q4	$4.3M	Buy	+262,400	New	+$4.24M	0.04%	576
2013 Q3	–	Sell	-539,443	Closed	-$7.52M	–	1765
2013 Q2	$7.52M	Buy	+539,443	New	+$7.02M	0.08%	285

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mason Street Advisors's HTGC Position: Q1 2015 in Review

Mason Street Advisors sold out of Hercules Capital (HTGC) in Q1 2015, closing a stake of 265,000 shares — an estimated $3.94M sold.

Mason Street Advisors first reported a position in HTGC in Q2 2013 and held it in 6 quarters. The position peaked at $7.52M in Q2 2013. 140 funds tracked by Wall St. Rank hold HTGC as of Q1 2015.

Mason Street Advisors reported no remaining Hercules Capital position as of Q1 2015 after selling out during the quarter.
Mason Street Advisors sold 265,000 Hercules Capital shares in Q1 2015, an estimated $3.94M.
Mason Street Advisors first reported a position in Hercules Capital in Q2 2013 and held it in 6 quarters.
Mason Street Advisors's Hercules Capital position peaked at $7.52M in Q2 2013.
140 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2015.

Based on Mason Street Advisors's 13F filing for Q1 2015, filed 15 May 2015.