HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $358M invested in Hercules Capital in 2015 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 54 increasing their positions, 47 reducing their positions, and 19 closing their positions.

Holders
140
Holders Change
-4
Holders Change %
-2.78%
% of All Funds
3.73%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
54
Reduced
47
Closed
19
Calls
$707K
Puts
$760K
Net Calls
-$53K
Net Calls Change
+$859K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$33.3M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$7.08M
3
BC
3
Brinker Capital
Pennsylvania
$3.89M
4
UBS Group
4
UBS Group
Switzerland
$23M
5
GIP
5
Granite Investment Partners
California
$4.85M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
MSA
2
Mason Street Advisors
Wisconsin
$0
3
Fiera Capital (Canada)
3
Fiera Capital (Canada)
Quebec, Canada
$0
4
BF
4
BOK Financial
Oklahoma
$0
5
CPIM
5
Columbia Partners Investment Management
Virginia
$4.4M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$38.7M 2,874,440 +5,640 +0.2%
EAM
2
Edge Asset Management
Washington
$33.3M 2,472,279 +879,595 +55%
UBS Group
3
UBS Group
Switzerland
$23M 1,708,522 +280,316 +20%
Invesco
4
Invesco
Georgia
$16.7M 1,239,342 +121,433 +11%
ACM
5
Advisors Capital Management
New Jersey
$14.4M 1,071,576 +7,840 +0.7%
LSV Asset Management
6
LSV Asset Management
Illinois
$13.9M 1,029,588 -25,900 -2%
CCMLC
7
Cardinal Capital Management LLC (Connecticut)
Connecticut
$13.5M 998,184 -12,179 -1%
Loomis, Sayles & Company
8
Loomis, Sayles & Company
Massachusetts
$11.6M 859,463 -10,564 -1%
Wells Fargo
9
Wells Fargo
California
$11M 818,785 +32,578 +4%
Morgan Stanley
10
Morgan Stanley
New York
$8.86M 657,321 +86,599 +15%
PI
11
Putnam Investments
Massachusetts
$8.05M 597,267 +58,014 +11%
AllianceBernstein
12
AllianceBernstein
Tennessee
$7.63M 566,144 +9,630 +2%
CIM
13
Confluence Investment Management
Missouri
$7.52M 557,937 +865 +0.2%
YMRC
14
Yorktown Management & Research Company
Virginia
$7.08M 525,000 +325,000 +163%
ACM
15
Ashford Capital Management
Delaware
$6.65M 493,392 -5,100 -1%
Robeco Institutional Asset Management
16
Robeco Institutional Asset Management
Netherlands
$6.38M 473,051 +1,666 +0.4%
NIMC
17
NWQ Investment Management Company
California
$5.46M 404,700 +69,990 +21%
RJA
18
Raymond James & Associates
Florida
$5M 371,255 +141,334 +61%
GIP
19
Granite Investment Partners
California
$4.85M 359,442 +192,085 +115%
MC
20
Muzinich & Co
New York
$4.66M 345,973 +3,550 +1%
Northern Trust
21
Northern Trust
Illinois
$4.59M 340,796 +94,973 +39%
CPIM
22
Columbia Partners Investment Management
Virginia
$4.4M 326,378 -165,621 -34%
BG
23
BlackRock Group
United Kingdom
$4.33M 321,300 +55,684 +21%
Stifel Financial
24
Stifel Financial
Missouri
$4.19M 310,869 -47,539 -13%
MHI
25
Miller Howard Investments
New York
$4.16M 308,552 +157,541 +104%
1
2 3 4 5