Brinker Capital’s Hercules Capital HTGC Stock Holding History

Brinker Capital’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-15,546	Closed	-$205K	–	927
2018 Q3	$205K	Buy	15,546 +216	+1%	+$2.88K	0.01%	951
2018 Q2	$194K	Buy	15,330 +514	+3%	+$6.36K	0.01%	976
2018 Q1	$179K	Buy	14,816 +1,748	+13%	+$21.9K	0.01%	976
2017 Q4	$171K	Sell	13,068 -2,167	-14%	-$28.3K	0.01%	967
2017 Q3	$197K	Buy	15,235 +41	+0.3%	+$526	0.01%	917
2017 Q2	$201K	Buy	15,194 +1,934	+15%	+$26.9K	0.01%	636
2017 Q1	$201K	Buy	13,260 +800	+6%	+$11.7K	0.01%	887
2016 Q4	$176K	Buy	12,460 +2,301	+23%	+$31.3K	0.01%	658
2016 Q3	$138K	Sell	10,159 -221,843	-96%	-$2.96M	0.01%	280
2016 Q2	$2.88M	Sell	232,002 -35,723	-13%	-$434K	0.26%	52
2016 Q1	$3.21M	Sell	267,725 -13,852	-5%	-$154K	0.27%	48
2015 Q4	$3.43M	Sell	281,577 -17,727	-6%	-$199K	0.28%	53
2015 Q3	$3.03M	Buy	+299,304	New	+$3.39M	0.28%	44
2015 Q2	–	Sell	-288,887	Closed	-$3.89M	–	118
2015 Q1	$3.89M	Buy	+288,887	New	+$4.23M	0.35%	41

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return