Hercules Capital
HTGC
156 hedge funds and large institutions have $486M invested in Hercules Capital in 2016 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 74 increasing their positions, 41 reducing their positions, and 7 closing their positions.
171% more first-time investments, than exits
New positions opened: 19 | Existing positions closed: 7
138% more call options, than puts
Call options by funds: $830K | Put options by funds: $349K
80% more repeat investments, than reductions
Existing positions increased: 74 | Existing positions reduced: 41
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
13% more capital invested
Capital invested by funds: $430M → $486M (+$56.1M)
5% more funds holding
Funds holding: 148 → 156 (+8)
2.26% more ownership
Funds ownership: 42.41% → 44.67% (+2.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MC
Muzinich & Co
New York
|
+$13.9M |
| 2 |
State of New Jersey Common Pension Fund D
Trenton,
New Jersey
|
+$7.15M |
| 3 |
Nomura Holdings
Tokyo,
Japan
|
+$4.9M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$2.63M |
| 5 |
WWM
Willingdon Wealth Management
Huntersville,
North Carolina
|
+$2.45M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$8.19M |
| 2 |
IG
ING Group
Amsterdam,
Netherlands
|
-$4.98M |
| 3 |
YMRC
Yorktown Management & Research Company
Forest,
Virginia
|
-$1.63M |
| 4 |
RP
Raiff Partners
New York
|
-$1.42M |
| 5 |
Morgan Stanley
New York
|
-$908K |
HTGC Hedge Fund Activity: Q4 2016 in Review
156 of the 4,008 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q4 2016, worth a combined $486M — up 13% from $430M a quarter earlier.
Buyers outnumbered sellers: 19 funds opened new HTGC positions and 7 closed out — a net gain of 12 holders — while 74 added to existing stakes and 41 trimmed.
The largest buyer was Muzinich & Co, adding an estimated $13.9M. The largest seller was Invesco, cutting an estimated $8.19M.
- 156 institutional investors held Hercules Capital (HTGC) as of Q4 2016, up from 148 in Q3 2016.
- Funds reported $486M of Hercules Capital stock for Q4 2016, up 13% quarter-over-quarter.
- 19 funds opened new Hercules Capital positions in Q4 2016 and 7 closed out, a net change of +12 holders.
- The largest Hercules Capital buyer in Q4 2016 was Muzinich & Co, an estimated $13.9M added.
- The largest Hercules Capital seller in Q4 2016 was Invesco, an estimated $8.19M sold.
Based on aggregated 13F filings for Q4 2016.