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Hercules Capital
HTGC

Overview Fund Activity

161 hedge funds and large institutions have $393M invested in Hercules Capital in 2018 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 67 reducing their positions, and 25 closing their positions.

Holders
161
Holders Change
-2
Holders Change %
-1.23%
% of All Funds
3.7%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
23
Increased
44
Reduced
67
Closed
25
Calls
$860K
Puts
$1.78M
Net Calls
-$922K
Net Calls Change
+$9K

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$25.6M
2
AM
2
Ares Management
California
$17.1M
3
CFG
3
CNO Financial Group
Indiana
$2.96M
4
CF
4
Centaurus Financial
California
$1.76M
5
OCG
5
Opus Capital Group
Ohio
$1.75M

Top Sellers

1
MC
1
Muzinich & Co
New York
$24.8M
2
MWNA
2
Marshall Wace North America
New York
$2.64M
3
UBS Group
3
UBS Group
Switzerland
$23.2M
4
Millennium Management
4
Millennium Management
New York
$6.76M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$1.57M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$34.9M 2,886,800 -37,000 -1%
Principal Financial Group
2
Principal Financial Group
Iowa
$28.9M 2,387,270 -83,723 -3%
Wells Fargo
3
Wells Fargo
California
$25.6M 2,115,828 +610,026 +41%
MC
4
Muzinich & Co
New York
$24.8M 2,049,840 -710,631 -26%
UBS Group
5
UBS Group
Switzerland
$23.2M 1,919,030 -334,193 -15%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$23M 1,897,099 +56,697 +3%
AM
7
Ares Management
California
$17.1M 1,409,428 +333,262 +31%
NC
8
Northpointe Capital
Michigan
$13.5M 1,116,823 -89,220 -7%
SIS
9
Sound Income Strategies
Florida
$10.8M 894,561 +74,529 +9%
AllianceBernstein
10
AllianceBernstein
Tennessee
$10M 826,956 +69,170 +9%
CIM
11
Confluence Investment Management
Missouri
$9.76M 806,630 +10 +0%
ACM
12
Advisors Capital Management
New Jersey
$9.7M 801,633 -50,245 -6%
GC
13
Guggenheim Capital
Illinois
$8.81M 727,713 -129,569 -15%
Morgan Stanley
14
Morgan Stanley
New York
$8.12M 671,188 -57,174 -8%
VanEck Associates
15
VanEck Associates
New York
$7.62M 629,744 -5,433 -0.9%
Stifel Financial
16
Stifel Financial
Missouri
$6.77M 560,115 +7,805 +1%
Millennium Management
17
Millennium Management
New York
$6.76M 558,992 -296,047 -35%
BlackRock
18
BlackRock
New York
$5.61M 463,759 -61,814 -12%
LSV Asset Management
19
LSV Asset Management
Illinois
$5.5M 454,385 -11,500 -2%
AR
20
Advisory Research
Illinois
$5.29M 437,390 -84,299 -16%
Loomis, Sayles & Company
21
Loomis, Sayles & Company
Massachusetts
$5.11M 422,602 -40,205 -9%
SMDAM
22
Sumitomo Mitsui DS Asset Management
Japan
$4.95M 409,092 -84,713 -17%
GHAM
23
Gilman Hill Asset Management
Connecticut
$4.13M 341,227 +16,045 +5%
RJA
24
Raymond James & Associates
Florida
$3.81M 314,698 +22,012 +8%
Legal & General Group
25
Legal & General Group
United Kingdom
$3.8M 313,953 +53,438 +21%
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