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Hercules Capital
HTGC

Overview Fund Activity

157 hedge funds and large institutions have $449M invested in Hercules Capital in 2014 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 70 increasing their positions, 36 reducing their positions, and 15 closing their positions.

Holders
157
Holders Change
+8
Holders Change %
+5.37%
% of All Funds
4.54%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
25
Increased
70
Reduced
36
Closed
15
Calls
$266K
Puts
$795K
Net Calls
-$529K
Net Calls Change
-$370K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$15.6M
2
Stifel Financial
2
Stifel Financial
Missouri
$4.17M
3
Robeco Institutional Asset Management
3
Robeco Institutional Asset Management
Netherlands
$14.3M
4
PCM
4
Penn Capital Management
Pennsylvania
$2.46M
5
Morgan Stanley
5
Morgan Stanley
New York
$14.8M

Top Sellers

1
IG
1
ING Group
Netherlands
$0
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.09M
3
DCM
3
Driehaus Capital Management
Illinois
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$280K
5
Fuller & Thaler Asset Management
5
Fuller & Thaler Asset Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$40.2M 2,853,760 +2,300 +0.1%
Northern Trust
2
Northern Trust
Illinois
$23.8M 1,694,079 +148,996 +10%
Comerica Bank
3
Comerica Bank
Texas
$22.5M 1,600,920 +98,859 +7%
BFA
4
BlackRock Fund Advisors
California
$21.6M 1,532,335 -11,284 -0.7%
U
5
UBS
Switzerland
$16.7M 1,185,524 +122,972 +12%
EAM
6
Edge Asset Management
Washington
$15.6M 1,106,975 +343,283 +45%
Morgan Stanley
7
Morgan Stanley
New York
$14.8M 1,048,554 +166,400 +19%
State Street
8
State Street
Massachusetts
$14.5M 1,029,705 -50,454 -5%
AAM
9
Advisors Asset Management
Colorado
$14.5M 1,029,402 +53,608 +5%
Robeco Institutional Asset Management
10
Robeco Institutional Asset Management
Netherlands
$14.3M 1,015,183 +183,304 +22%
CCMLC
11
Cardinal Capital Management LLC (Connecticut)
Connecticut
$14.2M 1,009,095 -7,516 -0.7%
Invesco
12
Invesco
Georgia
$12.3M 873,266 -26,064 -3%
ACM
13
Advisors Capital Management
New Jersey
$11.2M 799,081 +50,943 +7%
BIT
14
BlackRock Institutional Trust
California
$10.9M 777,876 +4,349 +0.6%
BTS
15
BB&T Securities
Virginia
$9.48M 67,366 +16,507 +32%
Loomis, Sayles & Company
16
Loomis, Sayles & Company
Massachusetts
$9.19M 653,257 -5,912 -0.9%
Wells Fargo
17
Wells Fargo
California
$9.13M 648,743 +40,765 +7%
CPIM
18
Columbia Partners Investment Management
Virginia
$8.71M 618,745 +44,675 +8%
LTI
19
Laffer Tengler Investments
Tennessee
$8.18M 581,511 +57,880 +11%
CIM
20
Confluence Investment Management
Missouri
$7.58M 538,932 -7,013 -1%
ACM
21
Ashford Capital Management
Delaware
$6.56M 465,922 -5,722 -1%
BG
22
BlackRock Group
United Kingdom
$6.28M 446,624 +27,205 +6%
Principal Financial Group
23
Principal Financial Group
Iowa
$6.28M 446,540 +136,094 +44%
LSV Asset Management
24
LSV Asset Management
Illinois
$6.11M 434,544 -4,300 -1%
Stifel Financial
25
Stifel Financial
Missouri
$4.17M 296,420 +296,420 New
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