Driehaus Capital Management’s Hercules Capital HTGC Stock Holding History

Driehaus Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-25,777	Closed	-$197K	–	432
2020 Q1	$197K	Sell	25,777 -15,723	-38%	-$205K	0.01%	387
2019 Q4	$582K	Buy	+41,500	New	+$577K	0.02%	373
2019 Q3	–	Sell	-69,053	Closed	-$885K	–	521
2019 Q2	$885K	Buy	+69,053	New	+$896K	0.03%	285
2014 Q3	–	Sell	-497,016	Closed	-$8.03M	–	575
2014 Q2	$8.03M	Buy	+497,016	New	+$7.27M	0.28%	97
2014 Q1	–	Sell	-337,439	Closed	-$5.53M	–	536
2013 Q4	$5.53M	Sell	337,439 -60,446	-15%	-$976K	0.21%	154
2013 Q3	$6.07M	Buy	397,885 +291,004	+272%	+$4.22M	0.25%	140
2013 Q2	$1.49M	Buy	+106,881	New	+$1.39M	0.07%	303

Other funds holding HTGC

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Sumitomo Mitsui Trust Group

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return