Shanda Asset Management Holdings’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-333,350	Closed	-$5.53M	–	11
2021 Q4	$5.53M	Hold	333,350	–	–	0.86%	27
2021 Q3	$5.54M	Sell	333,350 -666,650	-67%	-$11.3M	1.04%	38
2021 Q2	$17.1M	Hold	1,000,000	–	–	2.29%	19
2021 Q1	$16M	Sell	1,000,000 -900,000	-47%	-$14M	2.82%	19
2020 Q4	$27.4M	Sell	1,900,000 -900,000	-32%	-$11.5M	4.7%	15
2020 Q3	$32.4M	Sell	2,800,000 -1,229,986	-31%	-$13.7M	4.5%	12
2020 Q2	$42.2M	Sell	4,029,986 -1,475,769	-27%	-$15M	5.54%	6
2020 Q1	$42.1M	Buy	5,505,755 +2,000,000	+57%	+$26.1M	10.45%	3
2019 Q4	$49.2M	Hold	3,505,755	–	–	10.71%	3
2019 Q3	$46.9M	Hold	3,505,755	–	–	9.89%	3
2019 Q2	$44.9M	Buy	3,505,755 +1,108,289	+46%	+$14.4M	8.51%	3
2019 Q1	$30.4M	Buy	2,397,466 +295,139	+14%	+$3.76M	5.03%	4
2018 Q4	$23.2M	Buy	2,102,327 +471,571	+29%	+$5.75M	4.35%	5
2018 Q3	$21.5M	Buy	+1,630,756	New	+$21.8M	3.46%	5
2015 Q4	–	Sell	-65,707	Closed	-$664K	–	45
2015 Q3	$664K	Buy	+65,707	New	+$745K	1.1%	16