Hercules Capital
HTGC
144 hedge funds and large institutions have $297M invested in Hercules Capital in 2015 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 43 increasing their positions, 47 reducing their positions, and 22 closing their positions.
18% more first-time investments, than exits
New positions opened: 26 | Existing positions closed: 22
3% more funds holding
Funds holding: 140 → 144 (+4)
1.84% more ownership
Funds ownership: 38.65% → 40.49% (+1.8%)
9% less repeat investments, than reductions
Existing positions increased: 43 | Existing positions reduced: 47
8% less capital invested
Capital invested by funds: $324M → $297M (-$27.1M)
44% less call options, than puts
Call options by funds: $332K | Put options by funds: $588K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LI
LMCG Investments
Boston,
Massachusetts
|
+$12.8M |
| 2 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$4.75M |
| 3 |
AllianceBernstein
Nashville,
Tennessee
|
+$4.5M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$3.68M |
| 5 |
BC
Brinker Capital
Berwyn,
Pennsylvania
|
+$3.39M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$5.24M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$3.38M |
| 3 |
Goldman Sachs
New York
|
-$3.3M |
| 4 |
ACM
Ashford Capital Management
Wilmington,
Delaware
|
-$3.16M |
| 5 |
Northern Trust
Chicago,
Illinois
|
-$2.89M |
HTGC Hedge Fund Activity: Q3 2015 in Review
144 of the 3,590 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q3 2015, worth a combined $297M — down 8.4% from $324M a quarter earlier.
Buyers outnumbered sellers: 26 funds opened new HTGC positions and 22 closed out — a net gain of 4 holders — while 43 added to existing stakes and 47 trimmed.
The largest buyer was LMCG Investments, opening a new position worth an estimated $12.8M. The largest seller was Invesco, cutting an estimated $5.24M.
- 144 institutional investors held Hercules Capital (HTGC) as of Q3 2015, up from 140 in Q2 2015.
- Funds reported $297M of Hercules Capital stock for Q3 2015, down 8.4% quarter-over-quarter.
- 26 funds opened new Hercules Capital positions in Q3 2015 and 22 closed out, a net change of +4 holders.
- The largest Hercules Capital buyer in Q3 2015 was LMCG Investments, an estimated $12.8M added.
- The largest Hercules Capital seller in Q3 2015 was Invesco, an estimated $5.24M sold.
Based on aggregated 13F filings for Q3 2015.