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Ashford Capital Management’s Hercules Capital HTGC Stock Holding History

Ashford Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-110,000
Closed -$1.37M – 107
2016
Q2 		$1.37M Sell
110,000
-1,000
-0.9% -$12.1K 0.31% 58
2016
Q1 		$1.33M Sell
111,000
-19,700
-15% -$219K 0.32% 57
2015
Q4 		$1.59M Sell
130,700
-4,520
-3% -$50.9K 0.37% 55
2015
Q3 		$1.37M Sell
135,220
-278,728
-67% -$3.16M 0.32% 63
2015
Q2 		$4.78M Sell
413,948
-79,444
-16% -$1.03M 1.06% 32
2015
Q1 		$6.65M Sell
493,392
-5,100
-1% -$74.7K 1.36% 29
2014
Q4 		$7.42M Buy
498,492
+100,500
+25% +$1.52M 1.48% 24
2014
Q3 		$5.75M Sell
397,992
-6,400
-2% -$101K 1.24% 33
2014
Q2 		$6.54M Sell
404,392
-61,530
-13% -$901K 1.31% 27
2014
Q1 		$6.56M Sell
465,922
-5,722
-1% -$89.7K 1.27% 29
2013
Q4 		$7.74M Sell
471,644
-2,500
-0.5% -$40.3K 1.47% 25
2013
Q3 		$7.23M Sell
474,144
-16,451
-3% -$239K 1.44% 28
2013
Q2 		$6.84M Buy
+490,595
New +$6.39M 1.48% 24

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Ashford Capital Management's HTGC Position: Q3 2016 in Review

Ashford Capital Management sold out of Hercules Capital (HTGC) in Q3 2016, closing a stake of 110,000 shares — an estimated $1.37M sold.

Ashford Capital Management first reported a position in HTGC in Q2 2013 and held it in 13 quarters. The position peaked at $7.74M in Q4 2013. 148 funds tracked by Wall St. Rank hold HTGC as of Q3 2016.

  • Ashford Capital Management reported no remaining Hercules Capital position as of Q3 2016 after selling out during the quarter.
  • Ashford Capital Management sold 110,000 Hercules Capital shares in Q3 2016, an estimated $1.37M.
  • Ashford Capital Management first reported a position in Hercules Capital in Q2 2013 and held it in 13 quarters.
  • Ashford Capital Management's Hercules Capital position peaked at $7.74M in Q4 2013.
  • 148 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2016.

Based on Ashford Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.