Hercules Capital
HTGC
143 hedge funds and large institutions have $346M invested in Hercules Capital in 2016 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 49 increasing their positions, 47 reducing their positions, and 19 closing their positions.
250% more call options, than puts
Call options by funds: $732K | Put options by funds: $209K
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
4% more repeat investments, than reductions
Existing positions increased: 49 | Existing positions reduced: 47
0.42% less ownership
Funds ownership: 40.12% → 39.7% (-0.42%)
2% less capital invested
Capital invested by funds: $352M → $346M (-$6.28M)
2% less funds holding
Funds holding: 146 → 143 (-3)
16% less first-time investments, than exits
New positions opened: 16 | Existing positions closed: 19
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
+$11.9M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$2.7M |
| 3 |
Wellington Management Group
Boston,
Massachusetts
|
+$1.69M |
| 4 |
Goldman Sachs
New York
|
+$1.63M |
| 5 |
Northern Trust
Chicago,
Illinois
|
+$1.19M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$9.25M |
| 2 |
CCMLC
Cardinal Capital Management LLC (Connecticut)
Greenwich,
Connecticut
|
-$5.42M |
| 3 |
NIMC
NWQ Investment Management Company
Los Angeles,
California
|
-$3.02M |
| 4 |
Invesco
Atlanta,
Georgia
|
-$2.39M |
| 5 |
AIU
Algebris Investments (UK)
London,
United Kingdom
|
-$1.68M |
HTGC Hedge Fund Activity: Q1 2016 in Review
143 of the 3,767 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2016, worth a combined $346M — down 1.8% from $352M a quarter earlier.
Sellers outnumbered buyers: 19 funds closed out of HTGC and 16 opened new positions — a net loss of 3 holders — while 47 trimmed existing stakes and 49 added.
The largest buyer was Northpointe Capital, opening a new position worth an estimated $11.9M. The largest seller was Credit Suisse, exiting entirely with an estimated $9.25M sold.
- 143 institutional investors held Hercules Capital (HTGC) as of Q1 2016, down from 146 in Q4 2015.
- Funds reported $346M of Hercules Capital stock for Q1 2016, down 1.8% quarter-over-quarter.
- 16 funds opened new Hercules Capital positions in Q1 2016 and 19 closed out, a net change of -3 holders.
- The largest Hercules Capital buyer in Q1 2016 was Northpointe Capital, an estimated $11.9M added.
- The largest Hercules Capital seller in Q1 2016 was Credit Suisse, an estimated $9.25M sold.
Based on aggregated 13F filings for Q1 2016.