Algebris Investments (UK)’s Hercules Capital HTGC Stock Holding History

Algebris Investments (UK)’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-32,112	Closed	-$386K	–	71
2016 Q1	$386K	Sell	32,112 -150,719	-82%	-$1.68M	0.14%	47
2015 Q4	$2.23M	Sell	182,831 -99,659	-35%	-$1.12M	0.81%	29
2015 Q3	$2.86M	Sell	282,490 -101,400	-26%	-$1.15M	1.1%	27
2015 Q2	$4.43M	Buy	383,890 +225,928	+143%	+$2.93M	1.75%	17
2015 Q1	$2.13M	Buy	157,962 +88,442	+127%	+$1.3M	1.41%	21
2014 Q4	$1.03M	Sell	69,520 -66,600	-49%	-$1.01M	0.75%	39
2014 Q3	$1.97M	Buy	136,120 +57,420	+73%	+$909K	0.94%	31
2014 Q2	$1.27M	Buy	+78,700	New	+$1.15M	0.68%	34

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Algebris Investments (UK)'s HTGC Position: Q2 2016 in Review

Algebris Investments (UK) sold out of Hercules Capital (HTGC) in Q2 2016, closing a stake of 32,112 shares — an estimated $386K sold.

Algebris Investments (UK) first reported a position in HTGC in Q2 2014 and held it in 8 quarters. The position peaked at $4.43M in Q2 2015. 147 funds tracked by Wall St. Rank hold HTGC as of Q2 2016.

Algebris Investments (UK) reported no remaining Hercules Capital position as of Q2 2016 after selling out during the quarter.
Algebris Investments (UK) sold 32,112 Hercules Capital shares in Q2 2016, an estimated $386K.
Algebris Investments (UK) first reported a position in Hercules Capital in Q2 2014 and held it in 8 quarters.
Algebris Investments (UK)'s Hercules Capital position peaked at $4.43M in Q2 2015.
147 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2016.

Based on Algebris Investments (UK)'s 13F filing for Q2 2016, filed 15 Aug 2016.