Hercules Capital
HTGC
146 hedge funds and large institutions have $352M invested in Hercules Capital in 2015 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 45 increasing their positions, 57 reducing their positions, and 21 closing their positions.
19% more capital invested
Capital invested by funds: $297M → $352M (+$55.4M)
15% more call options, than puts
Call options by funds: $366K | Put options by funds: $319K
14% more first-time investments, than exits
New positions opened: 24 | Existing positions closed: 21
1% more funds holding
Funds holding: 144 → 146 (+2)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
0.36% less ownership
Funds ownership: 40.49% → 40.12% (-0.36%)
21% less repeat investments, than reductions
Existing positions increased: 45 | Existing positions reduced: 57
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$14.4M |
| 2 |
Wellington Management Group
Boston,
Massachusetts
|
+$13.4M |
| 3 |
Invesco
Atlanta,
Georgia
|
+$1.51M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$1.37M |
| 5 |
PTA
Pear Tree Advisors
Lincoln,
Massachusetts
|
+$1.34M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$3.42M |
| 2 |
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
-$3.19M |
| 3 |
Millennium Management
New York
|
-$2.38M |
| 4 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$2.21M |
| 5 |
PI
Putnam Investments
Boston,
Massachusetts
|
-$1.88M |
HTGC Hedge Fund Activity: Q4 2015 in Review
146 of the 3,824 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q4 2015, worth a combined $352M — up 19% from $297M a quarter earlier.
Buyers outnumbered sellers: 24 funds opened new HTGC positions and 21 closed out — a net gain of 3 holders — while 45 added to existing stakes and 57 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $14.4M. The largest seller was Citadel Advisors, cutting an estimated $3.42M.
- 146 institutional investors held Hercules Capital (HTGC) as of Q4 2015, up from 144 in Q3 2015.
- Funds reported $352M of Hercules Capital stock for Q4 2015, up 19% quarter-over-quarter.
- 24 funds opened new Hercules Capital positions in Q4 2015 and 21 closed out, a net change of +3 holders.
- The largest Hercules Capital buyer in Q4 2015 was Royal Bank of Canada, an estimated $14.4M added.
- The largest Hercules Capital seller in Q4 2015 was Citadel Advisors, an estimated $3.42M sold.
Based on aggregated 13F filings for Q4 2015.