Hercules Capital
HTGC
199 hedge funds and large institutions have $288M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.
42% more first-time investments, than exits
New positions opened: 37 | Existing positions closed: 26
16% more repeat investments, than reductions
Existing positions increased: 71 | Existing positions reduced: 61
4% more funds holding
Funds holding: 191 → 199 (+8)
0.42% more ownership
Funds ownership: 33.76% → 34.18% (+0.42%)
25% less funds holding in top 10
Funds holding in top 10: 4 → 3 (-1)
42% less call options, than puts
Call options by funds: $716K | Put options by funds: $1.22M
42% less capital invested
Capital invested by funds: $494M → $288M (-$206M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAMH
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
+$26.1M |
| 2 |
Sumitomo Mitsui Trust Group
Minato-Ku, Tokyo,
Japan
|
+$12.4M |
| 3 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$8.96M |
| 4 |
Marshall Wace
London,
United Kingdom
|
+$4.78M |
| 5 |
JP Morgan Chase
New York
|
+$4.76M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$13.4M |
| 2 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$5.08M |
| 3 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$3.32M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$3.21M |
| 5 |
Assenagon Asset Management
Senningerberg,
Luxembourg
|
-$3.07M |
HTGC Hedge Fund Activity: Q1 2020 in Review
199 of the 4,547 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2020, worth a combined $288M — down 42% from $494M a quarter earlier.
Buyers outnumbered sellers: 37 funds opened new HTGC positions and 26 closed out — a net gain of 11 holders — while 71 added to existing stakes and 61 trimmed.
The largest buyer was Shanda Asset Management Holdings, adding an estimated $26.1M. The largest seller was UBS Group, cutting an estimated $13.4M.
- 199 institutional investors held Hercules Capital (HTGC) as of Q1 2020, up from 191 in Q4 2019.
- Funds reported $288M of Hercules Capital stock for Q1 2020, down 42% quarter-over-quarter.
- 37 funds opened new Hercules Capital positions in Q1 2020 and 26 closed out, a net change of +11 holders.
- The largest Hercules Capital buyer in Q1 2020 was Shanda Asset Management Holdings, an estimated $26.1M added.
- The largest Hercules Capital seller in Q1 2020 was UBS Group, an estimated $13.4M sold.
Based on aggregated 13F filings for Q1 2020.