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Hercules Capital
HTGC

Overview Fund Activity

199 hedge funds and large institutions have $289M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.

Holders
199
Holders Change
+8
Holders Change %
+4.19%
% of All Funds
4.4%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
37
Increased
71
Reduced
61
Closed
26
Calls
$716K
Puts
$1.22M
Net Calls
-$508K
Net Calls Change
-$750K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.25M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.73M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$2.8M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$769K
2
Assenagon Asset Management
2
Assenagon Asset Management
Luxembourg
$0
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.34M
4
CIM
4
Confluence Investment Management
Missouri
$4.03M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M 5,505,755 +2,000,000 +57%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$18.1M 2,362,589 +9,096 +0.4%
SIS
3
Sound Income Strategies
Florida
$17.3M 2,262,342 +167,362 +8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$14.7M 1,918,033 -245,939 -11%
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M 1,356,225 +364,259 +37%
GIP
6
Granite Investment Partners
California
$10.1M 1,321,673 -45,952 -3%
Wells Fargo
7
Wells Fargo
California
$9M 1,178,533 +62,465 +6%
ACM
8
Advisors Capital Management
New Jersey
$8.78M 1,149,258 +21,982 +2%
MC
9
Muzinich & Co
New York
$7.33M 958,926 -121,332 -11%
Sumitomo Mitsui Trust Group
10
Sumitomo Mitsui Trust Group
Japan
$7.25M 948,317 +948,317 New
VanEck Associates
11
VanEck Associates
New York
$6.72M 879,250 -19,558 -2%
Millennium Management
12
Millennium Management
New York
$6.31M 826,265 +21,553 +3%
Deutsche Bank
13
Deutsche Bank
Germany
$5.73M 749,955 +685,937 +1,071%
Morgan Stanley
14
Morgan Stanley
New York
$5.02M 656,491 -91,301 -12%
CF
15
Centaurus Financial
California
$4.96M 649,310 -170,861 -21%
STB
16
S&T Bank
Pennsylvania
$4.77M 623,889 -19,696 -3%
Macquarie Group
17
Macquarie Group
Australia
$4.6M 601,594 +8,960 +2%
BlackRock
18
BlackRock
New York
$4.55M 595,256 +12,262 +2%
Legal & General Group
19
Legal & General Group
United Kingdom
$4.48M 585,931 +34,588 +6%
CIM
20
Confluence Investment Management
Missouri
$4.03M 527,438 -254,649 -33%
Stifel Financial
21
Stifel Financial
Missouri
$3.67M 479,199 -64,167 -12%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$3.63M 526,020 +22,191 +4%
GC
23
Guggenheim Capital
Illinois
$3.58M 468,595 -26,132 -5%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$3.09M 403,971 +200,806 +99%
Marshall Wace
25
Marshall Wace
United Kingdom
$2.8M 366,181 +366,181 New
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