Marshall Wace
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Marshall Wace’s Hercules Capital HTGC Stock Holding History

Marshall Wace’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-312,719
Closed -$5.89M – 3425
2025
Q4 		$5.89M Sell
312,719
-279,523
-47% -$5.04M 0.01% 1079
2025
Q3 		$11.2M Buy
+592,242
New +$11.4M 0.01% 877
2025
Q2 		– Sell
-28,615
Closed -$550K – 2896
2025
Q1 		$550K Sell
28,615
-711,595
-96% -$14.4M ﹤0.01% 2042
2024
Q4 		$14.9M Buy
+740,210
New +$14.4M 0.02% 646
2024
Q3 		– Sell
-867,395
Closed -$17.7M – 2697
2024
Q2 		$17.7M Sell
867,395
-631,769
-42% -$12.2M 0.02% 544
2024
Q1 		$27.7M Sell
1,499,164
-314,758
-17% -$5.59M 0.04% 406
2023
Q4 		$30.2M Buy
1,813,922
+598,102
+49% +$9.46M 0.05% 357
2023
Q3 		$20M Buy
1,215,820
+1,019,676
+520% +$16.7M 0.04% 437
2023
Q2 		$2.9M Sell
196,144
-172,532
-47% -$2.37M 0.01% 1234
2023
Q1 		$4.75M Buy
+368,676
New +$5.15M 0.01% 1026
2021
Q3 		– Sell
-11,766
Closed -$201K – 3195
2021
Q2 		$201K Buy
+11,766
New +$201K ﹤0.01% 2443
2020
Q4 		– Sell
-48,540
Closed -$562K – 2002
2020
Q3 		$562K Sell
48,540
-412,068
-89% -$4.58M ﹤0.01% 1203
2020
Q2 		$4.82M Buy
460,608
+94,427
+26% +$958K 0.03% 483
2020
Q1 		$2.8M Buy
+366,181
New +$4.78M 0.03% 520
2014
Q3 		– Sell
-23,800
Closed -$385K – 945
2014
Q2 		$385K Buy
+23,800
New +$348K 0.01% 649

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $108B AUM 37.29% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Marshall Wace's HTGC Position: Q1 2026 in Review

Marshall Wace sold out of Hercules Capital (HTGC) in Q1 2026, closing a stake of 312,719 shares — an estimated $5.89M sold.

Marshall Wace first reported a position in HTGC in Q2 2014 and held it in 15 quarters. The position peaked at $30.2M in Q4 2023. 350 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • Marshall Wace reported no remaining Hercules Capital position as of Q1 2026 after selling out during the quarter.
  • Marshall Wace sold 312,719 Hercules Capital shares in Q1 2026, an estimated $5.89M.
  • Marshall Wace first reported a position in Hercules Capital in Q2 2014 and held it in 15 quarters.
  • Marshall Wace's Hercules Capital position peaked at $30.2M in Q4 2023.
  • 350 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Marshall Wace's 13F filing for Q1 2026, filed 15 May 2026.