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Hercules Capital
HTGC

Overview Fund Activity

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.47M
2
Invesco
2
Invesco
Georgia
$18M
3
BlackRock
3
BlackRock
New York
$15.5M
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$2.6M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$2.38M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$5.54M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$1.23M
4
Skandinaviska Enskilda Banken (SEB)
4
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
5
MC
5
Muzinich & Co
New York
$8.53M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$38.7M 2,328,975 -8,870 -0.4%
SIS
2
Sound Income Strategies
Florida
$34.1M 2,053,137 -3,074 -0.1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$31M 1,868,228 -67,677 -3%
VanEck Associates
4
VanEck Associates
New York
$21.9M 1,319,095 -51,623 -4%
Invesco
5
Invesco
Georgia
$18M 1,086,354 +173,842 +19%
ACM
6
Advisors Capital Management
New Jersey
$16.6M 999,384 +83,195 +9%
BlackRock
7
BlackRock
New York
$15.5M 931,669 +170,156 +22%
Morgan Stanley
8
Morgan Stanley
New York
$14.6M 878,271 -97,239 -10%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$13.3M 798,500 +138,800 +21%
JPMorgan Chase & Co
10
JPMorgan Chase & Co
New York
$12M 721,431 +11,920 +2%
Wells Fargo
11
Wells Fargo
California
$11.8M 709,383 +6,129 +0.9%
Legal & General Group
12
Legal & General Group
United Kingdom
$11.5M 690,000 -47,506 -6%
CF
13
Centaurus Financial
California
$11.4M 687,259 -62,309 -8%
STB
14
S&T Bank
Pennsylvania
$10.6M 639,795 -9,446 -1%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$9.35M 556,108 +134,000 +32%
UBS Group
16
UBS Group
Switzerland
$8.64M 520,103 +50,498 +11%
MC
17
Muzinich & Co
New York
$8.53M 513,780 -119,363 -19%
GHAM
18
Gilman Hill Asset Management
Connecticut
$8.5M 511,854 +7,795 +2%
Two Sigma Investments
19
Two Sigma Investments
New York
$8.47M 509,621 +244,809 +92%
Sumitomo Mitsui Trust Group
20
Sumitomo Mitsui Trust Group
Japan
$8.29M 498,859 -119,363 -19%
Stifel Financial
21
Stifel Financial
Missouri
$8.08M 486,575 -85,321 -15%
MCM
22
McKinley Capital Management
Alaska
$7M 421,248 +78,272 +23%
CIM
23
Confluence Investment Management
Missouri
$6.82M 410,429 +1,719 +0.4%
MGAM
24
McGowan Group Asset Management
Texas
$6.79M 408,887 +11,732 +3%
AAM
25
Advisors Asset Management
Colorado
$6.21M 374,028 +49,622 +15%
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