Hercules Capital
HTGC
218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.
38% more repeat investments, than reductions
Existing positions increased: 83 | Existing positions reduced: 60
29% more first-time investments, than exits
New positions opened: 27 | Existing positions closed: 21
2% more funds holding
Funds holding: 214 → 218 (+4)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
0.67% less ownership
Funds ownership: 27.21% → 26.53% (-0.67%)
5% less capital invested
Capital invested by funds: $537M → $511M (-$25.7M)
14% less call options, than puts
Call options by funds: $9.7M | Put options by funds: $11.3M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Two Sigma Investments
New York
|
+$4.16M |
| 2 |
Invesco
Atlanta,
Georgia
|
+$2.96M |
| 3 |
BlackRock
New York
|
+$2.89M |
| 4 |
UIC
Uniplan Investment Counsel
Milwaukee,
Wisconsin
|
+$2.66M |
| 5 |
Two Sigma Advisers
New York
|
+$2.36M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$12.8M |
| 2 |
SAMH
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
-$11.3M |
| 3 |
D.E. Shaw & Co
New York
|
-$2.39M |
| 4 |
Skandinaviska Enskilda Banken (SEB)
Stockholm,
Sweden
|
-$2.04M |
| 5 |
MC
Muzinich & Co
New York
|
-$2.03M |
HTGC Hedge Fund Activity: Q3 2021 in Review
218 of the 5,728 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q3 2021, worth a combined $511M — down 4.8% from $537M a quarter earlier.
Buyers outnumbered sellers: 27 funds opened new HTGC positions and 21 closed out — a net gain of 6 holders — while 83 added to existing stakes and 60 trimmed.
The largest buyer was Two Sigma Investments, adding an estimated $4.16M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $12.8M sold.
- 218 institutional investors held Hercules Capital (HTGC) as of Q3 2021, up from 214 in Q2 2021.
- Funds reported $511M of Hercules Capital stock for Q3 2021, down 4.8% quarter-over-quarter.
- 27 funds opened new Hercules Capital positions in Q3 2021 and 21 closed out, a net change of +6 holders.
- The largest Hercules Capital buyer in Q3 2021 was Two Sigma Investments, an estimated $4.16M added.
- The largest Hercules Capital seller in Q3 2021 was Arrowstreet Capital, an estimated $12.8M sold.
Based on aggregated 13F filings for Q3 2021.