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Hercules Capital
HTGC

Overview Fund Activity

133 hedge funds and large institutions have $7.68B invested in Hercules Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 51 increasing their positions, 42 reducing their positions, and 10 closing their positions.

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
4.31%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
17
Increased
51
Reduced
42
Closed
10
Calls
$920K
Puts
$522K
Net Calls
+$398K
Net Calls Change
-$217K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$20M
2
Robeco Institutional Asset Management
2
Robeco Institutional Asset Management
Netherlands
$8.33M
3
DCM
3
Driehaus Capital Management
Illinois
$6.07M
4
LSV Asset Management
4
LSV Asset Management
Illinois
$6.71M
5
BFA
5
BlackRock Fund Advisors
California
$24.5M

Top Sellers

1
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$16M
2
MSA
2
Mason Street Advisors
Wisconsin
$0
3
UOC
3
UBS O'Connor
Illinois
$0
4
LTI
4
Laffer Tengler Investments
Tennessee
$7.17B
5
CCMLC
5
Cardinal Capital Management LLC (Connecticut)
Connecticut
$13.3M
Name Market Value Shares Shares
Change 		Shares
Change %
LTI
1
Laffer Tengler Investments
Tennessee
– – -397,223 Closed
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$43.3M 2,842,420 +5,800 +0.2%
Comerica Bank
3
Comerica Bank
Texas
$27M 1,772,838 +94,523 +6%
BFA
4
BlackRock Fund Advisors
California
$24.5M 1,608,879 +174,823 +12%
Northern Trust
5
Northern Trust
Illinois
$22.9M 1,501,620 -5,676 -0.4%
EAM
6
Edge Asset Management
Washington
$20M 1,365,143 +734,728 +117%
State Street
7
State Street
Massachusetts
$16.4M 1,077,975 +3,168 +0.3%
DRZID
8
DePrince Race & Zollo Inc (DRZ)
Florida
$16M 1,045,948 -503,619 -33%
AAM
9
Advisors Asset Management
Colorado
$15.4M 1,011,782 +5,765 +0.6%
IG
10
ING Group
Netherlands
$14.8M 970,000 – –
U
11
UBS
Switzerland
$14.7M 961,378 +81,471 +9%
Invesco
12
Invesco
Georgia
$13.7M 897,649 +79,303 +10%
CCMLC
13
Cardinal Capital Management LLC (Connecticut)
Connecticut
$13.3M 870,567 -362,510 -29%
Loomis, Sayles & Company
14
Loomis, Sayles & Company
Massachusetts
$13.1M 856,588 +10,180 +1%
BIT
15
BlackRock Institutional Trust
California
$12.6M 827,020 -1,168 -0.1%
WCM
16
Wedge Capital Management
North Carolina
$12.1M 796,568 -19,650 -2%
Vanguard Group
17
Vanguard Group
Pennsylvania
$10.8M 706,028 +15,855 +2%
ACM
18
Advisors Capital Management
New Jersey
$10.2M 670,650 +69,954 +12%
CPIM
19
Columbia Partners Investment Management
Virginia
$9.32M 611,305 -25,299 -4%
CIM
20
Confluence Investment Management
Missouri
$9.25M 606,483 -45,381 -7%
Wells Fargo
21
Wells Fargo
California
$8.85M 579,995 -51,316 -8%
Robeco Institutional Asset Management
22
Robeco Institutional Asset Management
Netherlands
$8.33M 545,905 +545,905 New
Bank of New York Mellon
23
Bank of New York Mellon
New York
$8.1M 531,323 +32,982 +7%
RFC
24
Russell Frank Company
Washington
$7.53M 493,791 +44,368 +10%
NC
25
Northpointe Capital
Michigan
$7.49M 490,932 -174,448 -26%
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