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Hercules Capital

133 hedge funds and large institutions have $7.68B invested in Hercules Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 51 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,587% more capital invested

Capital invested by funds: $455M → $7.68B (+$7.22B)

76% more call options, than puts

Call options by funds: $920K | Put options by funds: $522K

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

21% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 42

4% more funds holding

Funds holding: 128133 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.18% less ownership

Funds ownership: 54.49%54.31% (-0.18%)

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
4.31%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
17
Increased
51
Reduced
42
Closed
10
Calls
$920K
Puts
$522K
Net Calls
+$398K
Net Calls Change
-$217K
Name Holding Trade Value Shares
Change
Change in
Stake
LTI
1
Laffer Tengler Investments
Tennessee
$7.17B -$5.76M -397,223 Closed
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$43.3M +$84.1K +5,800 +0.2%
Comerica Bank
3
Comerica Bank
Texas
$27M +$1.37M +94,523 +6%
BFA
4
BlackRock Fund Advisors
California
$24.5M +$2.53M +174,823 +12%
Northern Trust
5
Northern Trust
Illinois
$22.9M -$82.3K -5,676 -0.4%
EAM
6
Edge Asset Management
Washington
$20M +$10.7M +734,728 +117%
State Street
7
State Street
Massachusetts
$16.4M +$45.9K +3,168 +0.3%
DRZID
8
DePrince Race & Zollo Inc (DRZ)
Florida
$16M -$7.3M -503,619 -33%
AAM
9
Advisors Asset Management
Colorado
$15.4M +$83.6K +5,765 +0.6%
IG
10
ING Group
Netherlands
$14.8M
U
11
UBS
Switzerland
$14.7M +$1.18M +81,471 +9%
Invesco
12
Invesco
Georgia
$13.7M +$1.15M +79,303 +10%
CCMLC
13
Cardinal Capital Management LLC (Connecticut)
Connecticut
$13.3M -$5.26M -362,510 -29%
Loomis, Sayles & Company
14
Loomis, Sayles & Company
Massachusetts
$13.1M +$148K +10,180 +1%
BIT
15
BlackRock Institutional Trust
California
$12.6M -$16.9K -1,168 -0.1%
WCM
16
Wedge Capital Management
North Carolina
$12.1M -$285K -19,650 -2%
Vanguard Group
17
Vanguard Group
Pennsylvania
$10.8M +$230K +15,855 +2%
ACM
18
Advisors Capital Management
New Jersey
$10.2M +$1.01M +69,954 +12%
CPIM
19
Columbia Partners Investment Management
Virginia
$9.32M -$367K -25,299 -4%
CIM
20
Confluence Investment Management
Missouri
$9.25M -$658K -45,381 -7%
Wells Fargo
21
Wells Fargo
California
$8.85M -$744K -51,316 -8%
Robeco Institutional Asset Management
22
Robeco Institutional Asset Management
Netherlands
$8.32M +$7.91M +545,905 New
Bank of New York Mellon
23
Bank of New York Mellon
New York
$8.1M +$478K +32,982 +7%
RFC
24
Russell Frank Company
Washington
$7.53M +$643K +44,368 +10%
NC
25
Northpointe Capital
Michigan
$7.49M -$2.53M -174,448 -26%