Laffer Tengler Investments’s Hercules Capital HTGC Stock Holding History

Laffer Tengler Investments’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-762,533	Closed	-$11.5M	–	18
2014 Q3	$11M	Buy	762,533 +92,687	+14%	+$1.47M	1.63%	20
2014 Q2	$10.8M	Buy	669,846 +88,335	+15%	+$1.29M	1.67%	10
2014 Q1	$8.18M	Buy	581,511 +57,880	+11%	+$907K	1.32%	24
2013 Q4	$8.59M	Buy	+523,631	New	+$8.45M	1.42%	19
2013 Q3	–	Sell	-397,223	Closed	-$5.76M	–	4
2013 Q2	$5.54M	Buy	+397,223	New	+$5.17M	1.08%	25

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $79.8B AUM 16.05% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Laffer Tengler Investments's HTGC Position: Q4 2014 in Review

Laffer Tengler Investments sold out of Hercules Capital (HTGC) in Q4 2014, closing a stake of 762,533 shares — an estimated $11.5M sold.

Laffer Tengler Investments first reported a position in HTGC in Q2 2013 and held it in 5 quarters. The position peaked at $11M in Q3 2014. 144 funds tracked by Wall St. Rank hold HTGC as of Q4 2014.

Laffer Tengler Investments reported no remaining Hercules Capital position as of Q4 2014 after selling out during the quarter.
Laffer Tengler Investments sold 762,533 Hercules Capital shares in Q4 2014, an estimated $11.5M.
Laffer Tengler Investments first reported a position in Hercules Capital in Q2 2013 and held it in 5 quarters.
Laffer Tengler Investments's Hercules Capital position peaked at $11M in Q3 2014.
144 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2014.

Based on Laffer Tengler Investments's 13F filing for Q4 2014, filed 17 Feb 2015.