Principal Financial Group
HTGC icon

Principal Financial Group’s Hercules Capital HTGC Stock Holding History

Principal Financial Group’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-2,342,434
Closed -$30.8M – 2273
2018
Q3 		$30.8M Sell
2,342,434
-69,837
-3% -$932K 0.03% 594
2018
Q2 		$30.5M Buy
2,412,271
+25,001
+1% +$309K 0.03% 567
2018
Q1 		$28.9M Sell
2,387,270
-83,723
-3% -$1.05M 0.03% 590
2017
Q4 		$32.4M Sell
2,470,993
-548,314
-18% -$7.17M 0.03% 563
2017
Q3 		$38.9M Buy
3,019,307
+61,716
+2% +$792K 0.04% 472
2017
Q2 		$39.2M Buy
2,957,591
+1,535,592
+108% +$21.3M 0.04% 481
2017
Q1 		$21.5M Buy
1,421,999
+163,780
+13% +$2.4M 0.03% 673
2016
Q4 		$17.8M Buy
1,258,219
+18,339
+1% +$250K 0.02% 772
2016
Q3 		$16.8M Buy
1,239,880
+127,610
+11% +$1.7M 0.02% 769
2016
Q2 		$13.8M Buy
1,112,270
+49,220
+5% +$598K 0.02% 839
2016
Q1 		$12.8M Buy
1,063,050
+62,040
+6% +$690K 0.02% 833
2015
Q4 		$12.2M Sell
1,001,010
-10,473
-1% -$118K 0.02% 832
2015
Q3 		$10.2M Buy
1,011,483
+84,858
+9% +$962K 0.02% 915
2015
Q2 		$10.7M Buy
+926,625
New +$12M 0.02% 947
2015
Q1 		– Sell
-706,548
Closed -$10.5M – 2174
2014
Q4 		$10.5M Buy
706,548
+45,811
+7% +$691K 0.02% 919
2014
Q3 		$9.55M Buy
660,737
+90,306
+16% +$1.43M 0.02% 933
2014
Q2 		$9.22M Buy
570,431
+123,891
+28% +$1.81M 0.02% 988
2014
Q1 		$6.28M Buy
446,540
+136,094
+44% +$2.13M 0.01% 1219
2013
Q4 		$5.09M Sell
310,446
-15,865
-5% -$256K 0.01% 1342
2013
Q3 		$4.98M Buy
326,311
+91,438
+39% +$1.33M 0.01% 1270
2013
Q2 		$3.27M Buy
+234,873
New +$3.06M 0.01% 1431

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
SAMH
Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
GIP
Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return