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Hercules Capital
HTGC

Overview Fund Activity

174 hedge funds and large institutions have $460M invested in Hercules Capital in 2018 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 60 increasing their positions, 49 reducing their positions, and 15 closing their positions.

Holders
174
Holders Change
+13
Holders Change %
+8.07%
% of All Funds
3.99%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
28
Increased
60
Reduced
49
Closed
15
Calls
$1.76M
Puts
$1.9M
Net Calls
-$141K
Net Calls Change
+$781K

Top Buyers

1
GIP
1
Granite Investment Partners
California
$14.8M
2
STB
2
S&T Bank
Pennsylvania
$8.58M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$8.51M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$7.7M
5
CF
5
Centaurus Financial
California
$7.34M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$15.7M
2
MC
2
Muzinich & Co
New York
$18.9M
3
MWNA
3
Marshall Wace North America
New York
$0
4
AR
4
Advisory Research
Illinois
$3.7M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$3.43M
Name Market Value Shares Shares
Change 		Shares
Change %
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$36.3M 2,868,900 -17,900 -0.6%
Principal Financial Group
2
Principal Financial Group
Iowa
$30.5M 2,412,271 +25,001 +1%
UBS Group
3
UBS Group
Switzerland
$26.2M 2,074,797 +155,767 +8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$23M 1,817,969 -79,130 -4%
AM
5
Ares Management
California
$19.8M 1,565,069 +155,641 +11%
MC
6
Muzinich & Co
New York
$18.9M 1,493,567 -556,273 -27%
Wells Fargo
7
Wells Fargo
California
$15.7M 1,240,762 -875,066 -41%
GIP
8
Granite Investment Partners
California
$14.8M 1,168,988 +1,168,988 New
NC
9
Northpointe Capital
Michigan
$14.1M 1,116,831 +8 +0%
SIS
10
Sound Income Strategies
Florida
$12.8M 1,010,483 +115,922 +13%
CIM
11
Confluence Investment Management
Missouri
$10.4M 825,654 +19,024 +2%
ACM
12
Advisors Capital Management
New Jersey
$10.2M 805,034 +3,401 +0.4%
AllianceBernstein
13
AllianceBernstein
Tennessee
$9.76M 771,436 -55,520 -7%
Morgan Stanley
14
Morgan Stanley
New York
$9.43M 745,079 +73,891 +11%
STB
15
S&T Bank
Pennsylvania
$8.58M 677,792 +677,792 New
JPMorgan Chase & Co
16
JPMorgan Chase & Co
New York
$8.51M 672,376 +641,600 +2,085%
GC
17
Guggenheim Capital
Illinois
$8.33M 658,247 -69,466 -10%
VanEck Associates
18
VanEck Associates
New York
$8.22M 650,001 +20,257 +3%
Stifel Financial
19
Stifel Financial
Missouri
$8.16M 644,837 +84,722 +15%
Two Sigma Investments
20
Two Sigma Investments
New York
$7.7M 608,648 +478,737 +369%
CF
21
Centaurus Financial
California
$7.34M 580,432 +435,247 +300%
Millennium Management
22
Millennium Management
New York
$6.37M 503,388 -55,604 -10%
Two Sigma Advisers
23
Two Sigma Advisers
New York
$5.75M 454,505 +291,400 +179%
LSV Asset Management
24
LSV Asset Management
Illinois
$5.67M 447,885 -6,500 -1%
Loomis, Sayles & Company
25
Loomis, Sayles & Company
Massachusetts
$5.33M 421,304 -1,298 -0.3%
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