Marshall Wace North America’s Hercules Capital HTGC Stock Holding History

Marshall Wace North America’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-136,090	Closed	-$1.43M	–	1322
2020 Q2	$1.43M	Buy	136,090 +126,696	+1,349%	+$1.29M	0.01%	669
2020 Q1	$71K	Buy	+9,394	New	+$123K	﹤0.01%	1040
2019 Q1	–	Sell	-74,442	Closed	-$823K	–	1697
2018 Q4	$823K	Buy	+74,442	New	+$908K	0.01%	658
2018 Q2	–	Sell	-218,002	Closed	-$2.64M	–	1517
2018 Q1	$2.64M	Sell	218,002 -341,233	-61%	-$4.28M	0.01%	736
2017 Q4	$7.34M	Buy	559,235 +488,315	+689%	+$6.38M	0.04%	466
2017 Q3	$922K	Buy	70,920 +456	+0.6%	+$5.85K	0.01%	968
2017 Q2	$916K	Buy	+70,464	New	+$979K	0.01%	955

Other funds holding HTGC

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Sumitomo Mitsui Trust Group

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return