Marshall Wace North America’s Hercules Capital HTGC Stock Holding History

Marshall Wace North America’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-136,090	Closed	-$1.43M	–	1322
2020 Q2	$1.43M	Buy	136,090 +126,696	+1,349%	+$1.29M	0.01%	669
2020 Q1	$71K	Buy	+9,394	New	+$123K	﹤0.01%	1040
2019 Q1	–	Sell	-74,442	Closed	-$823K	–	1697
2018 Q4	$823K	Buy	+74,442	New	+$908K	0.01%	658
2018 Q2	–	Sell	-218,002	Closed	-$2.64M	–	1517
2018 Q1	$2.64M	Sell	218,002 -341,233	-61%	-$4.28M	0.01%	736
2017 Q4	$7.34M	Buy	559,235 +488,315	+689%	+$6.38M	0.04%	466
2017 Q3	$922K	Buy	70,920 +456	+0.6%	+$5.85K	0.01%	968
2017 Q2	$916K	Buy	+70,464	New	+$979K	0.01%	955

Other funds holding HTGC

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Marshall Wace North America's HTGC Position: Q3 2020 in Review

Marshall Wace North America sold out of Hercules Capital (HTGC) in Q3 2020, closing a stake of 136,090 shares — an estimated $1.43M sold.

Marshall Wace North America first reported a position in HTGC in Q2 2017 and held it in 7 quarters. The position peaked at $7.34M in Q4 2017. 179 funds tracked by Wall St. Rank hold HTGC as of Q3 2020.

Marshall Wace North America reported no remaining Hercules Capital position as of Q3 2020 after selling out during the quarter.
Marshall Wace North America sold 136,090 Hercules Capital shares in Q3 2020, an estimated $1.43M.
Marshall Wace North America first reported a position in Hercules Capital in Q2 2017 and held it in 7 quarters.
Marshall Wace North America's Hercules Capital position peaked at $7.34M in Q4 2017.
179 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2020.

Based on Marshall Wace North America's 13F filing for Q3 2020, filed 16 Nov 2020.