Hercules Capital
HTGC
183 hedge funds and large institutions have $371M invested in Hercules Capital in 2020 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 78 increasing their positions, 58 reducing their positions, and 31 closing their positions.
34% more repeat investments, than reductions
Existing positions increased: 78 | Existing positions reduced: 58
33% more funds holding in top 10
Funds holding in top 10: 3 → 4 (+1)
28% more capital invested
Capital invested by funds: $288M → $371M (+$82.2M)
2.18% less ownership
Funds ownership: 34.18% → 31.99% (-2.2%)
8% less funds holding
Funds holding: 199 → 183 (-16)
28% less call options, than puts
Call options by funds: $2.87M | Put options by funds: $3.96M
48% less first-time investments, than exits
New positions opened: 16 | Existing positions closed: 31
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Assenagon Asset Management
Senningerberg,
Luxembourg
|
+$5.37M |
| 2 |
Two Sigma Investments
New York
|
+$3.06M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.91M |
| 4 |
MHI
Miller Howard Investments
Kingston,
New York
|
+$1.73M |
| 5 |
CF
Centaurus Financial
Anaheim,
California
|
+$1.62M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAMH
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
-$15M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$6.88M |
| 3 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
-$6.03M |
| 4 |
Millennium Management
New York
|
-$5.74M |
| 5 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$5.08M |
HTGC Hedge Fund Activity: Q2 2020 in Review
183 of the 4,888 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2020, worth a combined $371M — up 28% from $288M a quarter earlier.
Sellers outnumbered buyers: 31 funds closed out of HTGC and 16 opened new positions — a net loss of 15 holders — while 58 trimmed existing stakes and 78 added.
The largest buyer was Assenagon Asset Management, opening a new position worth an estimated $5.37M. The largest seller was Shanda Asset Management Holdings, cutting an estimated $15M.
- 183 institutional investors held Hercules Capital (HTGC) as of Q2 2020, down from 199 in Q1 2020.
- Funds reported $371M of Hercules Capital stock for Q2 2020, up 28% quarter-over-quarter.
- 16 funds opened new Hercules Capital positions in Q2 2020 and 31 closed out, a net change of -15 holders.
- The largest Hercules Capital buyer in Q2 2020 was Assenagon Asset Management, an estimated $5.37M added.
- The largest Hercules Capital seller in Q2 2020 was Shanda Asset Management Holdings, an estimated $15M sold.
Based on aggregated 13F filings for Q2 2020.